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State Street SPDR Dow Jones Industrial Average ETF Trust

308 hedge funds and large institutions have $4.02B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2014 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 96 increasing their positions, 93 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more funds holding in top 10

Funds holding in top 10: 2124 (+3)

3% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 93

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 310308 (-2)

0.91% less ownership

Funds ownership: 35.05%34.14% (-0.91%)

2% less capital invested

Capital invested by funds: $4.09B → $4.02B (-$64.9M)

43% less call options, than puts

Call options by funds: $1.86B | Put options by funds: $3.24B

Holders
308
Holders Change
-2
Holders Change %
-0.65%
% of All Funds
8.94%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.7%
New
30
Increased
96
Reduced
93
Closed
30
Calls
$1.86B
Puts
$3.24B
Net Calls
-$1.38B
Net Calls Change
-$1.05B
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$540M -$112M -662,458 -17%
Morgan Stanley
2
Morgan Stanley
New York
$404M -$82.6M -487,623 -17%
Bank of America
3
Bank of America
North Carolina
$303M -$104M -616,727 -26%
JP Morgan Chase
4
JP Morgan Chase
New York
$239M -$13.9M -82,196 -6%
Nomura Holdings
5
Nomura Holdings
Japan
$237M +$34.8M +205,519 +17%
NMIFOAC
6
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$200M
U
7
UBS
Switzerland
$154M +$2.18M +12,892 +1%
SMM
8
Stadion Money Management
Georgia
$103M +$103M +607,665 New
GC
9
Guggenheim Capital
Illinois
$102M -$339K -2,000 -0.3%
MB
10
Mizuho Bank
Japan
$102M +$102M +600,000 New
Jones Financial Companies
11
Jones Financial Companies
Missouri
$81.9M +$2.41M +14,258 +3%
ACM
12
Aviance Capital Management
Florida
$80.2M +$79.9M +471,595 New
Two Sigma Investments
13
Two Sigma Investments
New York
$74.4M +$74M +437,323 New
Citigroup
14
Citigroup
New York
$73.9M +$32M +188,873 +77%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$60.2M +$1.07M +6,303 +2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$59.5M -$3.92M -23,128 -6%
Wells Fargo
17
Wells Fargo
California
$58.2M -$257M -1,518,304 -82%
CS
18
Credit Suisse
Switzerland
$57.9M +$11.9M +70,144 +26%
CA
19
Commerzbank Aktiengesellschaft
Germany
$56.5M +$17.4M +102,661 +45%
LPL Financial
20
LPL Financial
California
$44.8M +$3.78M +22,329 +9%
SAMT
21
Select Asset Management & Trust
Pennsylvania
$38.3M +$30.8M +181,795 +417%
AFG
22
Arkansas Financial Group
Arkansas
$38M +$173K +1,022 +0.5%
FAG
23
Financial Advisory Group
Texas
$37.4M -$3.46M -20,426 -8%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$36.8M +$25.3M +149,411 +223%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$32.9M +$595K +3,512 +2%

DIA Hedge Fund Activity: Q3 2014 in Review

308 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2014, worth a combined $4.02B — down 1.6% from $4.09B a quarter earlier.

Fund positioning in DIA was balanced in Q3 2014: 30 funds opened new positions, 30 closed out, 96 added to existing stakes and 93 trimmed.

The largest buyer was Stadion Money Management, opening a new position worth an estimated $103M. The largest seller was Wells Fargo, cutting an estimated $257M.

  • 308 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2014, down from 310 in Q2 2014.
  • Funds reported $4.02B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2014, down 1.6% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2014 and 30 closed out, a net change of 0 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2014 was Stadion Money Management, an estimated $103M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2014 was Wells Fargo, an estimated $257M sold.

Based on aggregated 13F filings for Q3 2014.