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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$589M +$77.6M +411,555 +16%
Bank of America
2
Bank of America
North Carolina
$454M +$132M +699,525 +44%
Goldman Sachs
3
Goldman Sachs
New York
$388M -$74.3M -394,292 -17%
Wells Fargo
4
Wells Fargo
California
$307M +$56.8M +301,180 +24%
CM
5
Churchill Management
California
$303M +$217M +1,149,611 +300%
MB
6
Mizuho Bank
Japan
$184M +$124M +660,000 +244%
UBS Group
7
UBS Group
Switzerland
$163M +$34.4M +182,268 +28%
Jones Financial Companies
8
Jones Financial Companies
Missouri
$124M +$4.65M +24,655 +4%
N
9
Natixis
France
$88.9M -$2.96M -15,679 -3%
SG Americas Securities
10
SG Americas Securities
New York
$82.6M +$39.8M +211,247 +102%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$72.9M +$46.4M +246,077 +183%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$68.8M +$10.8M +57,263 +20%
NMIFOAC
13
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$67.2M
LPL Financial
14
LPL Financial
California
$66.9M +$18.3M +96,830 +40%
QIM
15
Quantitative Investment Management
Virginia
$64.5M +$22.6M +119,800 +58%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$62.5M -$2.5M -13,265 -4%
BNP Paribas Financial Markets
17
BNP Paribas Financial Markets
France
$60.3M -$69.4M -368,134 -55%
UCFA
18
United Capital Financial Advisors
Texas
$56M +$41.7M +221,183 +355%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$55.5M +$39.9M +211,448 +304%
CI
20
Chartist Inc
California
$52.6M -$1.36M -7,203 -3%
AFG
21
Arkansas Financial Group
Arkansas
$50.7M +$50.9K +270 +0.1%
Bessemer Group
22
Bessemer Group
New Jersey
$44.8M +$3.77M +20,000 +10%
JP Morgan Chase
23
JP Morgan Chase
New York
$42M +$3.39M +18,005 +9%
Ameriprise
24
Ameriprise
Minnesota
$41.7M +$8.63M +45,797 +28%
SMM
25
Stadion Money Management
Georgia
$40.6M +$38.7M +205,375 New

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.