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State Street SPDR Dow Jones Industrial Average ETF Trust

366 hedge funds and large institutions have $5.44B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2014 Q4 according to their latest regulatory filings, with 84 funds opening new positions, 100 increasing their positions, 104 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

282% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 22

46% more funds holding in top 10

Funds holding in top 10: 2435 (+11)

35% more capital invested

Capital invested by funds: $4.02B → $5.44B (+$1.42B)

19% more funds holding

Funds holding: 308366 (+58)

7.06% more ownership

Funds ownership: 34.14%41.2% (+7.1%)

4% less repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 104

20% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $2.18B

Holders
366
Holders Change
+58
Holders Change %
+18.83%
% of All Funds
9.76%
Holding in Top 10
35
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+45.83%
% of All Funds
0.93%
New
84
Increased
100
Reduced
104
Closed
22
Calls
$1.75B
Puts
$2.18B
Net Calls
-$437M
Net Calls Change
+$944M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$596M +$169M +972,881 +41%
Goldman Sachs
2
Goldman Sachs
New York
$517M -$46.2M -266,645 -8%
Wells Fargo
3
Wells Fargo
California
$498M +$426M +2,460,122 +719%
Bank of America
4
Bank of America
North Carolina
$309M -$8.33M -48,097 -3%
UBS Group
5
UBS Group
Switzerland
$308M +$300M +1,734,189 New
JP Morgan Chase
6
JP Morgan Chase
New York
$289M +$37.7M +217,579 +15%
SG Americas Securities
7
SG Americas Securities
New York
$272M +$253M +1,457,676 +1,995%
Nomura Holdings
8
Nomura Holdings
Japan
$235M -$11.4M -65,904 -5%
NMIFOAC
9
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$209M
MSU
10
Mizuho Securities USA
New York
$173M +$169M +973,948 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$152M +$87.9M +507,257 +145%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$121M +$84.7M +488,712 +252%
Jones Financial Companies
13
Jones Financial Companies
Missouri
$88.6M +$2.9M +16,730 +3%
Deutsche Bank
14
Deutsche Bank
Germany
$82.2M +$57.6M +332,539 +256%
GC
15
Guggenheim Capital
Illinois
$80.1M -$26M -149,800 -25%
HSBC Holdings
16
HSBC Holdings
United Kingdom
$72.6M +$38.3M +221,120 +118%
LPL Financial
17
LPL Financial
California
$65.1M +$17.1M +98,753 +37%
Citadel Advisors
18
Citadel Advisors
Florida
$64.2M +$56.6M +326,586 +954%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$64M +$984K +5,677 +2%
CS
20
Credit Suisse
Switzerland
$51.9M -$8.43M -48,687 -14%
AFG
21
Arkansas Financial Group
Arkansas
$42.7M +$2.91M +16,794 +8%
FAG
22
Financial Advisory Group
Texas
$41M +$1.77M +10,217 +5%
Citigroup
23
Citigroup
New York
$28.7M -$47.3M -273,030 -63%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$28.1M -$5.74M -33,117 -17%
BNP Paribas Financial Markets
25
BNP Paribas Financial Markets
France
$27.1M -$11M -63,773 -29%

DIA Hedge Fund Activity: Q4 2014 in Review

366 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2014, worth a combined $5.44B — up 35% from $4.02B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new DIA positions and 22 closed out — a net gain of 62 holders — while 100 added to existing stakes and 104 trimmed.

The largest buyer was Wells Fargo, adding an estimated $426M. The largest seller was Stadion Money Management, exiting entirely with an estimated $103M sold.

  • 366 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2014, up from 308 in Q3 2014.
  • Funds reported $5.44B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2014, up 35% quarter-over-quarter.
  • 84 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2014 and 22 closed out, a net change of +62 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2014 was Wells Fargo, an estimated $426M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2014 was Stadion Money Management, an estimated $103M sold.

Based on aggregated 13F filings for Q4 2014.