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State Street SPDR Dow Jones Industrial Average ETF Trust

884 hedge funds and large institutions have $9.86B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q1 according to their latest regulatory filings, with 99 funds opening new positions, 290 increasing their positions, 262 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

87% more first-time investments, than exits

New positions opened: 99 | Existing positions closed: 53

21% more capital invested

Capital invested by funds: $8.13B → $9.86B (+$1.72B)

11% more repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 262

6% more funds holding in top 10

Funds holding in top 10: 4952 (+3)

4% more funds holding

Funds holding: 852884 (+32)

1.17% more ownership

Funds ownership: 33.59%34.76% (+1.2%)

21% less call options, than puts

Call options by funds: $4.62B | Put options by funds: $5.87B

Holders
884
Holders Change
+32
Holders Change %
+3.76%
% of All Funds
15.52%
Holding in Top 10
52
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+6.12%
% of All Funds
0.91%
New
99
Increased
290
Reduced
262
Closed
53
Calls
$4.62B
Puts
$5.87B
Net Calls
-$1.25B
Net Calls Change
-$245M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.83B +$921M +2,917,362 +112%
Morgan Stanley
2
Morgan Stanley
New York
$961M -$175M -555,477 -16%
Wells Fargo
3
Wells Fargo
California
$548M +$20M +63,362 +4%
SMFG
4
Sumitomo Mitsui Financial Group
Japan
$527M +$300M +950,000 +147%
UBS Group
5
UBS Group
Switzerland
$443M +$8.53M +27,037 +2%
LPL Financial
6
LPL Financial
California
$299M +$14.2M +44,870 +5%
Parallax Volatility Advisers
7
Parallax Volatility Advisers
California
$250M +$139M +441,079 +139%
Ameriprise
8
Ameriprise
Minnesota
$197M +$4.43M +14,048 +2%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$179M +$107M +338,781 +173%
CM
10
Churchill Management
California
$176M -$3.13M -9,915 -2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$166M -$2.87M -9,089 -2%
Manulife (Manufacturers Life Insurance)
12
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$147M +$141M +446,345 New
Citigroup
13
Citigroup
New York
$135M +$54.3M +172,156 +73%
Two Sigma Investments
14
Two Sigma Investments
New York
$131M -$8.95M -28,348 -7%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$127M +$4.94M +15,659 +4%
N
16
Natixis
France
$119M -$156M -495,351 -58%
Goldman Sachs
17
Goldman Sachs
New York
$104M -$177M -561,147 -64%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$98.6M +$7.95M +25,187 +9%
AFG
19
Arkansas Financial Group
Arkansas
$73.3M -$1.48M -4,685 -2%
BMM
20
Berkshire Money Management
Massachusetts
$71.3M -$445K -1,411 -0.6%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$69.5M -$773K -2,449 -1%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$69.2M +$1.34M +4,233 +2%
RJA
23
Raymond James & Associates
Florida
$68.4M -$68.8K -218 -0.1%
Osaic Holdings
24
Osaic Holdings
Arizona
$66.8M -$11M -34,847 -15%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$65.7M +$586K +1,855 +0.9%

DIA Hedge Fund Activity: Q1 2021 in Review

884 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2021, worth a combined $9.86B — up 21% from $8.13B a quarter earlier.

Buyers outnumbered sellers: 99 funds opened new DIA positions and 53 closed out — a net gain of 46 holders — while 290 added to existing stakes and 262 trimmed.

The largest buyer was Bank of America, adding an estimated $921M. The largest seller was Goldman Sachs, cutting an estimated $177M.

  • 884 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2021, up from 852 in Q4 2020.
  • Funds reported $9.86B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2021, up 21% quarter-over-quarter.
  • 99 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2021 and 53 closed out, a net change of +46 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2021 was Bank of America, an estimated $921M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2021 was Goldman Sachs, an estimated $177M sold.

Based on aggregated 13F filings for Q1 2021.