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State Street SPDR Dow Jones Industrial Average ETF Trust

887 hedge funds and large institutions have $9.14B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 301 increasing their positions, 240 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 301 | Existing positions reduced: 240

19% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 63

0% more funds holding in top 10

Funds holding in top 10: 5252 (0)

0% less funds holding

Funds holding: 889887 (-2)

2.71% less ownership

Funds ownership: 34.78%32.07% (-2.7%)

13% less capital invested

Capital invested by funds: $10.5B → $9.14B (-$1.34B)

62% less call options, than puts

Call options by funds: $4.87B | Put options by funds: $12.8B

Holders
887
Holders Change
-2
Holders Change %
-0.22%
% of All Funds
15.53%
Holding in Top 10
52
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.91%
New
75
Increased
301
Reduced
240
Closed
63
Calls
$4.87B
Puts
$12.8B
Net Calls
-$7.91B
Net Calls Change
-$4.8B
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.09B -$169M -485,067 -13%
Bank of America
2
Bank of America
North Carolina
$1.04B -$1.16B -3,318,508 -52%
Citigroup
3
Citigroup
New York
$443M +$240M +686,361 +110%
Wells Fargo
4
Wells Fargo
California
$427M -$32.2M -92,121 -7%
LPL Financial
5
LPL Financial
California
$354M +$24.3M +69,594 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$319M -$92.4M -264,511 -22%
UBS Group
7
UBS Group
Switzerland
$317M -$62.5M -178,951 -16%
MB
8
Mizuho Bank
Japan
$254M +$105M +300,000 +67%
Ameriprise
9
Ameriprise
Minnesota
$207M -$6.19M -17,709 -3%
CM
10
Churchill Management
California
$185M +$984K +2,816 +0.5%
Goldman Sachs
11
Goldman Sachs
New York
$176M +$132M +376,595 +260%
Citadel Advisors
12
Citadel Advisors
Florida
$175M +$107M +305,147 +144%
SG Americas Securities
13
SG Americas Securities
New York
$162M -$49.9M -142,753 -23%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$132M -$2.11M -6,050 -2%
Two Sigma Investments
15
Two Sigma Investments
New York
$126M +$20.5M +58,700 +19%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$106M +$9.59M +27,452 +10%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$101M -$6.42M -18,385 -6%
BMM
18
Berkshire Money Management
Massachusetts
$94.6M +$12.6M +36,214 +15%
SMFG
19
Sumitomo Mitsui Financial Group
Japan
$88M +$90.8M +260,000 New
FM
20
Forward Management
California
$86.9M +$89.7M +256,875 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$77.8M +$5M +14,309 +7%
AFG
22
Arkansas Financial Group
Arkansas
$75.8M +$1.15M +3,288 +1%
Osaic Holdings
23
Osaic Holdings
Arizona
$74.2M -$1.53M -4,391 -2%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$72.2M -$1.09M -3,122 -1%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$72M +$2.02M +5,771 +3%

DIA Hedge Fund Activity: Q3 2021 in Review

887 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2021, worth a combined $9.14B — down 13% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new DIA positions and 63 closed out — a net gain of 12 holders — while 301 added to existing stakes and 240 trimmed.

The largest buyer was Citigroup, adding an estimated $240M. The largest seller was Bank of America, cutting an estimated $1.16B.

  • 887 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2021, down from 889 in Q2 2021.
  • Funds reported $9.14B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2021, down 13% quarter-over-quarter.
  • 75 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2021 and 63 closed out, a net change of +12 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2021 was Citigroup, an estimated $240M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2021 was Bank of America, an estimated $1.16B sold.

Based on aggregated 13F filings for Q3 2021.