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State Street SPDR Dow Jones Industrial Average ETF Trust

1,022 hedge funds and large institutions have $16.9B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2022 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 336 increasing their positions, 261 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

198% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 57

29% more repeat investments, than reductions

Existing positions increased: 336 | Existing positions reduced: 261

11% more funds holding in top 10

Funds holding in top 10: 6168 (+7)

10% more funds holding

Funds holding: 9311,022 (+91)

0.05% more ownership

Funds ownership: 32.52%32.57% (+0.05%)

26% less call options, than puts

Call options by funds: $7.04B | Put options by funds: $9.47B

61% less capital invested

Capital invested by funds: $43.2B → $16.9B (-$26.4B)

Holders
1,022
Holders Change
+91
Holders Change %
+9.77%
% of All Funds
16.43%
Holding in Top 10
68
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+11.48%
% of All Funds
1.09%
New
170
Increased
336
Reduced
261
Closed
57
Calls
$7.04B
Puts
$9.47B
Net Calls
-$2.43B
Net Calls Change
-$1.16B
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$7.3B +$669K +2,057 +10%
Morgan Stanley
2
Morgan Stanley
New York
$1.23B +$166M +510,953 +16%
Bank of America
3
Bank of America
North Carolina
$909M -$401K -1,234 -0%
Wells Fargo
4
Wells Fargo
California
$452M +$3.79M +11,647 +0.9%
LPL Financial
5
LPL Financial
California
$397M +$56.8M +174,724 +17%
UBS Group
6
UBS Group
Switzerland
$316M +$36.5M +112,321 +13%
Ameriprise
7
Ameriprise
Minnesota
$264M +$70.6M +217,096 +37%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$240M +$10.8M +33,198 +5%
Goldman Sachs
9
Goldman Sachs
New York
$232M +$42.9M +132,012 +23%
NAM
10
Nissay Asset Management
Japan
$189M -$431M -1,324,588 -70%
CM
11
Churchill Management
California
$187M -$3.37M -10,353 -2%
Two Sigma Investments
12
Two Sigma Investments
New York
$185M +$46M +141,500 +34%
Barclays
13
Barclays
United Kingdom
$164M +$137M +422,442 +587%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$155M +$109M +334,071 +252%
CS
15
Credit Suisse
Switzerland
$140M -$6.63M -20,383 -5%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$126M +$23.6M +72,649 +24%
Osaic Holdings
17
Osaic Holdings
Arizona
$123M +$40.7M +125,076 +51%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$119M -$17M -52,239 -13%
BMM
19
Berkshire Money Management
Massachusetts
$112M -$1.45M -4,463 -1%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$106M +$1.01M +3,100 +1%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$98.7M -$5.63M -17,320 -5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$83.1M +$6.44M +19,816 +9%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
23
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$82.8M +$81.3M +250,000 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$79.5M +$6.77M +20,833 +10%
AFG
25
Arkansas Financial Group
Arkansas
$77.8M -$1.07M -3,280 -1%

DIA Hedge Fund Activity: Q4 2022 in Review

1,022 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2022, worth a combined $16.9B — down 61% from $43.2B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new DIA positions and 57 closed out — a net gain of 113 holders — while 336 added to existing stakes and 261 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $166M. The largest seller was Nissay Asset Management, cutting an estimated $431M.

  • 1,022 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2022, up from 931 in Q3 2022.
  • Funds reported $16.9B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2022, down 61% quarter-over-quarter.
  • 170 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2022 and 57 closed out, a net change of +113 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2022 was Morgan Stanley, an estimated $166M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2022 was Nissay Asset Management, an estimated $431M sold.

Based on aggregated 13F filings for Q4 2022.