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State Street SPDR Dow Jones Industrial Average ETF Trust

364 hedge funds and large institutions have $3.96B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 107 increasing their positions, 127 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 33

1% less funds holding

Funds holding: 366364 (-2)

8.04% less ownership

Funds ownership: 41.2%33.16% (-8%)

16% less repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 127

23% less funds holding in top 10

Funds holding in top 10: 3527 (-8)

27% less capital invested

Capital invested by funds: $5.44B → $3.96B (-$1.48B)

28% less call options, than puts

Call options by funds: $1.41B | Put options by funds: $1.95B

Holders
364
Holders Change
-2
Holders Change %
-0.55%
% of All Funds
9.7%
Holding in Top 10
27
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-22.86%
% of All Funds
0.72%
New
34
Increased
107
Reduced
127
Closed
33
Calls
$1.41B
Puts
$1.95B
Net Calls
-$546M
Net Calls Change
-$109M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$582M +$65.7M +369,006 +13%
Bank of America
2
Bank of America
North Carolina
$304M -$4.35M -24,478 -1%
Morgan Stanley
3
Morgan Stanley
New York
$291M -$304M -1,708,714 -51%
UBS Group
4
UBS Group
Switzerland
$220M -$87.7M -492,713 -28%
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$209M
Wells Fargo
6
Wells Fargo
California
$175M -$323M -1,816,280 -65%
SG Americas Securities
7
SG Americas Securities
New York
$175M -$97.1M -545,848 -36%
MSU
8
Mizuho Securities USA
New York
$125M -$47.8M -268,496 -28%
CA
9
Commerzbank Aktiengesellschaft
Germany
$95.5M +$89.5M +503,150 +1,461%
Jones Financial Companies
10
Jones Financial Companies
Missouri
$94.1M +$5.66M +31,797 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$91M -$61.4M -344,968 -40%
JP Morgan Chase
12
JP Morgan Chase
New York
$88.8M -$200M -1,124,748 -69%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$65.5M +$37.5M +210,674 +133%
CS
14
Credit Suisse
Switzerland
$63M +$11.2M +63,106 +22%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$60.6M -$3.31M -18,602 -5%
HSBC Holdings
16
HSBC Holdings
United Kingdom
$55.9M -$16.7M -93,630 -23%
LPL Financial
17
LPL Financial
California
$47.4M -$17.4M -97,801 -27%
H
18
Hexavest
Quebec, Canada
$46.1M +$46.1M +259,361 New
BNP Paribas Financial Markets
19
BNP Paribas Financial Markets
France
$44.2M +$17.1M +96,107 +63%
Citigroup
20
Citigroup
New York
$42.1M +$13.5M +75,948 +47%
AFG
21
Arkansas Financial Group
Arkansas
$41.3M -$1.39M -7,791 -3%
FAG
22
Financial Advisory Group
Texas
$40.1M -$742K -4,170 -2%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$34.3M -$87.1M -489,295 -72%
N
24
Nuveen
North Carolina
$28.4M +$14.2M +80,000 +100%
MAA
25
Managed Account Advisors
New Jersey
$27.7M +$8.73M +49,057 +46%

DIA Hedge Fund Activity: Q1 2015 in Review

364 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2015, worth a combined $3.96B — down 27% from $5.44B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new DIA positions and 33 closed out — a net gain of 1 holder — while 107 added to existing stakes and 127 trimmed.

The largest buyer was Commerzbank Aktiengesellschaft, adding an estimated $89.5M. The largest seller was Wells Fargo, cutting an estimated $323M.

  • 364 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2015, down from 366 in Q4 2014.
  • Funds reported $3.96B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2015, down 27% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2015 and 33 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2015 was Commerzbank Aktiengesellschaft, an estimated $89.5M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2015 was Wells Fargo, an estimated $323M sold.

Based on aggregated 13F filings for Q1 2015.