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State Street SPDR Dow Jones Industrial Average ETF Trust

663 hedge funds and large institutions have $7.78B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2019 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 207 increasing their positions, 206 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 41

9% more funds holding in top 10

Funds holding in top 10: 3538 (+3)

5% more capital invested

Capital invested by funds: $7.39B → $7.78B (+$393M)

1.84% more ownership

Funds ownership: 34.07%35.91% (+1.8%)

1% more funds holding

Funds holding: 657663 (+6)

0% more repeat investments, than reductions

Existing positions increased: 207 | Existing positions reduced: 206

11% less call options, than puts

Call options by funds: $3.97B | Put options by funds: $4.45B

Holders
663
Holders Change
+6
Holders Change %
+0.91%
% of All Funds
14.54%
Holding in Top 10
38
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+8.57%
% of All Funds
0.83%
New
53
Increased
207
Reduced
206
Closed
41
Calls
$3.97B
Puts
$4.45B
Net Calls
-$485M
Net Calls Change
-$885M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.55B -$78.2M -292,990 -5%
Morgan Stanley
2
Morgan Stanley
New York
$793M +$2.24M +8,387 +0.3%
Wells Fargo
3
Wells Fargo
California
$389M -$99.9M -374,261 -21%
UBS Group
4
UBS Group
Switzerland
$334M -$7.39M -27,677 -2%
CM
5
Churchill Management
California
$313M +$311M +1,163,666 New
LPL Financial
6
LPL Financial
California
$221M +$1.35M +5,060 +0.6%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$194M +$145M +541,500 +303%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$186M -$231M -863,828 -56%
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$180M +$154M +578,884 +641%
LPC
10
Long Pond Capital
New York
$170M +$137M +514,469 +442%
Two Sigma Investments
11
Two Sigma Investments
New York
$159M +$22.6M +84,753 +17%
Barclays
12
Barclays
United Kingdom
$153M +$21.9M +82,221 +17%
Ameriprise
13
Ameriprise
Minnesota
$149M +$602K +2,256 +0.4%
Citigroup
14
Citigroup
New York
$120M +$88.5M +331,734 +296%
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$117M +$28.9M +108,357 +33%
MB
16
Mizuho Bank
Japan
$99.6M +$98.7M +370,000 New
N
17
Natixis
France
$94.7M +$1.8M +6,736 +2%
Goldman Sachs
18
Goldman Sachs
New York
$92M -$55.1M -206,563 -38%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$91.3M +$48.1M +180,324 +113%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$71.1M -$3.35M -12,543 -5%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$64.6M -$1.63M -6,123 -2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$64M +$4.74M +17,744 +8%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$61.8M +$3.42M +12,813 +6%
JP Morgan Chase
24
JP Morgan Chase
New York
$61.6M +$18.3M +68,511 +43%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$61.1M +$5.07M +18,982 +9%

DIA Hedge Fund Activity: Q3 2019 in Review

663 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2019, worth a combined $7.78B — up 5.3% from $7.39B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new DIA positions and 41 closed out — a net gain of 12 holders — while 207 added to existing stakes and 206 trimmed.

The largest buyer was Churchill Management, opening a new position worth an estimated $311M. The largest seller was Royal Bank of Canada, cutting an estimated $231M.

  • 663 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2019, up from 657 in Q2 2019.
  • Funds reported $7.78B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2019, up 5.3% quarter-over-quarter.
  • 53 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2019 and 41 closed out, a net change of +12 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2019 was Churchill Management, an estimated $311M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2019 was Royal Bank of Canada, an estimated $231M sold.

Based on aggregated 13F filings for Q3 2019.