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State Street SPDR Dow Jones Industrial Average ETF Trust

310 hedge funds and large institutions have $4.09B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2014 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 88 increasing their positions, 110 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

2% more capital invested

Capital invested by funds: $4B → $4.09B (+$88.2M)

0.52% more ownership

Funds ownership: 34.53%35.05% (+0.52%)

0% more funds holding

Funds holding: 310310 (0)

13% less funds holding in top 10

Funds holding in top 10: 2421 (-3)

18% less call options, than puts

Call options by funds: $1.53B | Put options by funds: $1.87B

20% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 110

Holders
310
Holders Change
Holders Change %
0%
% of All Funds
8.91%
Holding in Top 10
21
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-12.5%
% of All Funds
0.6%
New
30
Increased
88
Reduced
110
Closed
29
Calls
$1.53B
Puts
$1.87B
Net Calls
-$335M
Net Calls Change
+$399M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$644M +$120M +724,628 +23%
Morgan Stanley
2
Morgan Stanley
New York
$481M -$3.34M -20,152 -0.7%
Bank of America
3
Bank of America
North Carolina
$403M +$1.93M +11,618 +0.5%
Wells Fargo
4
Wells Fargo
California
$312M +$50.6M +305,153 +20%
JP Morgan Chase
5
JP Morgan Chase
New York
$250M +$8.74M +52,715 +4%
Nomura Holdings
6
Nomura Holdings
Japan
$200M +$182M +1,096,682 +1,170%
NMIFOAC
7
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$198M
U
8
UBS
Switzerland
$150M +$14.4M +87,087 +11%
GC
9
Guggenheim Capital
Illinois
$101M +$99.8M +602,300 New
Deutsche Bank
10
Deutsche Bank
Germany
$93.1M -$75.6M -455,841 -45%
Jones Financial Companies
11
Jones Financial Companies
Missouri
$78.5M +$3.09M +18,624 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$62.6M -$39.1M -235,614 -39%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$58.4M -$1.28M -7,712 -2%
CS
14
Credit Suisse
Switzerland
$45.3M -$5.61M -33,848 -11%
Citigroup
15
Citigroup
New York
$41.2M -$26M -156,832 -39%
LPL Financial
16
LPL Financial
California
$41.1M +$7.43M +44,845 +22%
FAG
17
Financial Advisory Group
Texas
$40.4M +$170K +1,025 +0.4%
CA
18
Commerzbank Aktiengesellschaft
Germany
$38.5M
AFG
19
Arkansas Financial Group
Arkansas
$37.3M +$29.5K +178 +0.1%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$31.9M -$5.98M -36,045 -16%
BCI
21
Brinker Capital Investments
Pennsylvania
$31.8M -$597K -3,600 -2%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$29.5M +$12.7M +76,401 +77%
Northern Trust
23
Northern Trust
Illinois
$29M +$1.05M +6,309 +4%
SG Americas Securities
24
SG Americas Securities
New York
$26.5M +$17.8M +107,256 +212%
HSBC Holdings
25
HSBC Holdings
United Kingdom
$21.5M -$20.8M -125,190 -49%

DIA Hedge Fund Activity: Q2 2014 in Review

310 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q2 2014, worth a combined $4.09B — up 2.2% from $4B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 88 added to existing stakes and 110 trimmed.

The largest buyer was Nomura Holdings, adding an estimated $182M. The largest seller was Norinchukin Bank, exiting entirely with an estimated $136M sold.

  • 310 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $4.09B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q2 2014, up 2.2% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q2 2014 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q2 2014 was Nomura Holdings, an estimated $182M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q2 2014 was Norinchukin Bank, an estimated $136M sold.

Based on aggregated 13F filings for Q2 2014.