Guggenheim Capital’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Guggenheim Capital’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-66,900	Closed	-$11.8M	–	2888
2016 Q1	$11.8M	Sell	66,900 -45,000	-40%	-$7.49M	0.04%	655
2015 Q4	$19.5M	Sell	111,900 -50,900	-31%	-$8.89M	0.06%	568
2015 Q3	$26.5M	Buy	162,800 +4,300	+3%	+$734K	0.08%	431
2015 Q2	$27.9M	Buy	+158,500	New	+$28.5M	0.07%	524
2015 Q1	–	Sell	-450,500	Closed	-$80.1M	–	3041
2014 Q4	$80.1M	Sell	450,500 -149,800	-25%	-$26M	0.2%	75
2014 Q3	$102M	Sell	600,300 -2,000	-0.3%	-$339K	0.24%	28
2014 Q2	$101M	Buy	+602,300	New	+$99.8M	0.26%	27
2013 Q4	–	Sell	-806,700	Closed	-$122M	–	3193
2013 Q3	$122M	Buy	+806,700	New	+$123M	0.44%	8

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BAM

Broadmark Asset Management San Francisco, California $80.4M AUM 29.98% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital's DIA Position: Q2 2016 in Review

Guggenheim Capital sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q2 2016, closing a stake of 66,900 shares — an estimated $11.8M sold.

Guggenheim Capital first reported a position in DIA in Q3 2013 and held it in 8 quarters. The position peaked at $122M in Q3 2013. 390 funds tracked by Wall St. Rank hold DIA as of Q2 2016.

Guggenheim Capital reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q2 2016 after selling out during the quarter.
Guggenheim Capital sold 66,900 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q2 2016, an estimated $11.8M.
Guggenheim Capital first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2013 and held it in 8 quarters.
Guggenheim Capital's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $122M in Q3 2013.
390 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q2 2016.

Based on Guggenheim Capital's 13F filing for Q2 2016, filed 15 Aug 2016.