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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

355 hedge funds and large institutions have $3.14B invested in SPDR Dow Jones Industrial Average ETF Trust in 2015 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 102 increasing their positions, 109 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
355
Holders Change
–
Holders Change %
0%
% of All Funds
9.92%
Holding in Top 10
23
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8%
% of All Funds
0.64%
New
42
Increased
102
Reduced
109
Closed
39
Calls
$2.51B
Puts
$2.97B
Net Calls
-$462M
Net Calls Change
+$526M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$136M
2
Morgan Stanley
Morgan Stanley
New York
$416M
3
CS
Credit Suisse
Switzerland
$94M
4
Goldman Sachs
Goldman Sachs
New York
$124M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$87.6M

Top Sellers

1
MSU
Mizuho Securities USA
New York
$0
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$70.1M
3
VF
Virtu Financial
New York
$3.01M
4
HSBC Holdings
HSBC Holdings
United Kingdom
$6.28M
5
TH
Timber Hill
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$416M +$87.7M +539,476 +27%
Bank of America
2
Bank of America
North Carolina
$213M -$1.23M -7,574 -0.6%
UBS Group
3
UBS Group
Switzerland
$195M +$20.5M +126,101 +12%
NMIFOAC
4
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$191M – – –
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$136M +$95.6M +587,892 +234%
Goldman Sachs
6
Goldman Sachs
New York
$124M +$58M +356,863 +88%
Citigroup
7
Citigroup
New York
$105M +$33.3M +204,832 +46%
CS
8
Credit Suisse
Switzerland
$94M +$74.1M +455,439 +372%
Wells Fargo
9
Wells Fargo
California
$93.5M +$14.8M +90,833 +19%
Jones Financial Companies
10
Jones Financial Companies
Missouri
$92M +$2.09M +12,854 +2%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$87.6M +$56.5M +347,144 +181%
SG Americas Securities
12
SG Americas Securities
New York
$73M +$47.1M +386,502 +182%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$70.1M -$50.4M -309,719 -42%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$56.5M +$2.61M +16,038 +5%
Citadel Advisors
15
Citadel Advisors
Florida
$44.4M +$44.4M +273,295 New
Barclays
16
Barclays
United Kingdom
$43.5M +$39.3M +242,536 +940%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$42.4M -$6.08M -37,399 -13%
VKH
18
Virtu KCG Holdings
New York
$40.6M +$37M +227,448 +1,032%
JG
19
Jefferies Group
New York
$39.6M +$39.6M +243,751 New
AFG
20
Arkansas Financial Group
Arkansas
$39.2M +$727K +4,471 +2%
LPL Financial
21
LPL Financial
California
$38.9M -$1.65M -9,869 -4%
Parallax Volatility Advisers
22
Parallax Volatility Advisers
California
$36.4M +$13.2M +81,357 +57%
FAG
23
Financial Advisory Group
Texas
$32.6M -$1.36M -8,353 -4%
Two Sigma Investments
24
Two Sigma Investments
New York
$32.4M +$29.7M +182,867 +1,124%
GC
25
Guggenheim Capital
Illinois
$26.5M +$699K +4,300 +3%
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