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State Street SPDR Dow Jones Industrial Average ETF Trust

755 hedge funds and large institutions have $7.93B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2019 Q4 according to their latest regulatory filings, with 139 funds opening new positions, 226 increasing their positions, 203 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

248% more first-time investments, than exits

New positions opened: 139 | Existing positions closed: 40

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

14% more funds holding

Funds holding: 663755 (+92)

11% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 203

2% more capital invested

Capital invested by funds: $7.78B → $7.93B (+$146M)

0.94% less ownership

Funds ownership: 35.91%34.97% (-0.94%)

19% less call options, than puts

Call options by funds: $3.62B | Put options by funds: $4.44B

Holders
755
Holders Change
+92
Holders Change %
+13.88%
% of All Funds
14.88%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
139
Increased
226
Reduced
203
Closed
40
Calls
$3.62B
Puts
$4.44B
Net Calls
-$827M
Net Calls Change
-$343M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.09B -$537M -1,947,449 -34%
Morgan Stanley
2
Morgan Stanley
New York
$805M -$32.9M -119,258 -4%
Wells Fargo
3
Wells Fargo
California
$418M +$6.12M +22,215 +2%
CM
4
Churchill Management
California
$389M +$55.2M +200,241 +17%
UBS Group
5
UBS Group
Switzerland
$323M -$29.9M -108,368 -9%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$288M +$185M +671,460 +198%
LPL Financial
7
LPL Financial
California
$242M +$7.68M +27,872 +3%
Goldman Sachs
8
Goldman Sachs
New York
$184M +$83.6M +303,516 +89%
Ameriprise
9
Ameriprise
Minnesota
$163M +$4.57M +16,598 +3%
N
10
Natixis
France
$162M +$59.5M +215,788 +61%
LPC
11
Long Pond Capital
New York
$162M -$17.6M -63,960 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$152M -$43M -156,155 -23%
Qube Research & Technologies (QRT)
13
Qube Research & Technologies (QRT)
United Kingdom
$126M +$120M +435,777 +5,813%
CTC (Chicago Trading Company)
14
CTC (Chicago Trading Company)
Illinois
$116M +$112M +406,734 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
15
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$114M +$110M +400,000 New
Two Sigma Advisers
16
Two Sigma Advisers
New York
$101M -$101M -366,800 -51%
Two Sigma Investments
17
Two Sigma Investments
New York
$82.5M -$82.9M -301,018 -51%
Truist Financial
18
Truist Financial
North Carolina
$82.4M +$79.1M +287,187 +16,697%
MSU
19
Mizuho Securities USA
New York
$79.3M +$67.3M +244,208 +720%
Jane Street
20
Jane Street
New York
$76M +$70.7M +256,461 +2,565%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$74.1M -$1.17M -4,235 -2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$71.7M +$3.81M +13,825 +6%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$70.7M +$5.8M +21,050 +9%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$70.4M +$2.43M +8,818 +4%
RJA
25
Raymond James & Associates
Florida
$67.5M +$6M +21,763 +10%

DIA Hedge Fund Activity: Q4 2019 in Review

755 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2019, worth a combined $7.93B — up 1.9% from $7.78B a quarter earlier.

Buyers outnumbered sellers: 139 funds opened new DIA positions and 40 closed out — a net gain of 99 holders — while 226 added to existing stakes and 203 trimmed.

The largest buyer was Bank of Montreal, adding an estimated $185M. The largest seller was Bank of America, cutting an estimated $537M.

  • 755 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2019, up from 663 in Q3 2019.
  • Funds reported $7.93B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2019, up 1.9% quarter-over-quarter.
  • 139 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2019 and 40 closed out, a net change of +99 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2019 was Bank of Montreal, an estimated $185M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2019 was Bank of America, an estimated $537M sold.

Based on aggregated 13F filings for Q4 2019.