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State Street SPDR Dow Jones Industrial Average ETF Trust

397 hedge funds and large institutions have $4.45B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 109 increasing their positions, 110 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 31

42% more capital invested

Capital invested by funds: $3.14B → $4.45B (+$1.31B)

22% more funds holding in top 10

Funds holding in top 10: 2328 (+5)

12% more funds holding

Funds holding: 355397 (+42)

5.86% more ownership

Funds ownership: 29.26%35.12% (+5.9%)

2% more call options, than puts

Call options by funds: $2.35B | Put options by funds: $2.3B

1% less repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 110

Holders
397
Holders Change
+42
Holders Change %
+11.83%
% of All Funds
10.41%
Holding in Top 10
28
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+21.74%
% of All Funds
0.73%
New
76
Increased
109
Reduced
110
Closed
31
Calls
$2.35B
Puts
$2.3B
Net Calls
+$52.3M
Net Calls Change
+$514M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$562M +$118M +673,460 +26%
Bank of America
2
Bank of America
North Carolina
$477M +$249M +1,427,524 +109%
Citigroup
3
Citigroup
New York
$293M +$181M +1,035,553 +160%
Wells Fargo
4
Wells Fargo
California
$250M +$150M +860,346 +150%
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$205M
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$199M +$53.7M +307,251 +37%
Nomura Holdings
7
Nomura Holdings
Japan
$158M +$131M +747,717 +478%
Goldman Sachs
8
Goldman Sachs
New York
$154M +$21M +119,986 +16%
LPL Financial
9
LPL Financial
California
$131M +$92.8M +531,446 +229%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$121M +$27.6M +158,225 +29%
UBS Group
11
UBS Group
Switzerland
$116M -$92.2M -527,692 -44%
MSU
12
Mizuho Securities USA
New York
$108M +$108M +620,411 New
Jones Financial Companies
13
Jones Financial Companies
Missouri
$99.9M +$1.52M +8,716 +2%
CS
14
Credit Suisse
Switzerland
$73.3M -$27.4M -156,891 -27%
SG Americas Securities
15
SG Americas Securities
New York
$61.9M -$42.5M -243,179 -41%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$59.3M -$1.19M -6,807 -2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$55.7M -$19.4M -110,800 -26%
ACM
18
Aviance Capital Management
Florida
$53.1M +$53.3M +305,058 New
AFG
19
Arkansas Financial Group
Arkansas
$42.6M +$635K +3,635 +2%
HCM
20
Highfields Capital Management
Massachusetts
$42.1M +$42.3M +242,000 New
HSBC Holdings
21
HSBC Holdings
United Kingdom
$39.7M +$33.1M +189,475 +491%
Barclays
22
Barclays
United Kingdom
$39.6M -$6.92M -39,628 -15%
SSG
23
Summit Securities Group
New York
$39.2M +$39M +223,044 +10,345%
N
24
Natixis
France
$38.6M +$28.4M +162,550 +274%
Citadel Advisors
25
Citadel Advisors
Florida
$38.2M -$9.41M -53,893 -20%

DIA Hedge Fund Activity: Q4 2015 in Review

397 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2015, worth a combined $4.45B — up 42% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new DIA positions and 31 closed out — a net gain of 45 holders — while 109 added to existing stakes and 110 trimmed.

The largest buyer was Bank of America, adding an estimated $249M. The largest seller was UBS Group, cutting an estimated $92.2M.

  • 397 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2015, up from 355 in Q3 2015.
  • Funds reported $4.45B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2015, up 42% quarter-over-quarter.
  • 76 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2015 and 31 closed out, a net change of +45 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2015 was Bank of America, an estimated $249M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2015 was UBS Group, an estimated $92.2M sold.

Based on aggregated 13F filings for Q4 2015.