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State Street SPDR Dow Jones Industrial Average ETF Trust

481 hedge funds and large institutions have $7.43B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 32

22% more capital invested

Capital invested by funds: $6.1B → $7.43B (+$1.33B)

2.58% more ownership

Funds ownership: 37.1%39.68% (+2.6%)

2% more funds holding in top 10

Funds holding in top 10: 4243 (+1)

2% more funds holding

Funds holding: 473481 (+8)

10% more repeat investments, than reductions

Existing positions increased: 156 | Existing positions reduced: 142

4% more call options, than puts

Call options by funds: $1.31B | Put options by funds: $1.25B

Holders
481
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.04B +$425M +1,942,645 +72%
Morgan Stanley
2
Morgan Stanley
New York
$780M -$209M -956,187 -22%
CM
3
Churchill Management
California
$503M +$24M +109,610 +5%
Wells Fargo
4
Wells Fargo
California
$437M +$50.3M +229,847 +13%
MSU
5
Mizuho Securities USA
New York
$373M +$256M +1,168,889 +235%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$345M +$227M +1,035,425 +205%
UBS Group
7
UBS Group
Switzerland
$243M +$39.4M +180,007 +20%
N
8
Natixis
France
$190M +$21.9M +100,305 +13%
Two Sigma Investments
9
Two Sigma Investments
New York
$168M +$94.7M +432,850 +135%
Jones Financial Companies
10
Jones Financial Companies
Missouri
$153M +$3.04M +13,875 +2%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$151M -$48M -219,300 -25%
Goldman Sachs
12
Goldman Sachs
New York
$148M -$98.5M -450,034 -41%
NMIFOAC
13
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$123M +$45.7M +209,000 +61%
LPL Financial
14
LPL Financial
California
$117M +$3.46M +15,814 +3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$110M +$22.5M +102,809 +27%
MB
16
Mizuho Bank
Japan
$107M +$61.3M +280,000 +140%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$102M +$21.7M +99,115 +28%
Balyasny Asset Management
18
Balyasny Asset Management
Illinois
$101M +$98.5M +450,000 New
Citigroup
19
Citigroup
New York
$88.9M +$34.9M +159,440 +67%
Parallax Volatility Advisers
20
Parallax Volatility Advisers
California
$80.9M +$46.4M +211,904 +142%
Ameriprise
21
Ameriprise
Minnesota
$74.1M +$2.95M +13,461 +4%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$59.2M -$1.32M -6,020 -2%
CI
23
Chartist Inc
California
$58.6M -$368K -1,681 -0.6%
UCFA
24
United Capital Financial Advisors
Texas
$57.5M -$3.6M -16,472 -6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$56.4M -$3.35M -15,332 -6%

DIA Hedge Fund Activity: Q3 2017 in Review

481 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2017, worth a combined $7.43B — up 22% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new DIA positions and 32 closed out — a net gain of 11 holders — while 156 added to existing stakes and 142 trimmed.

The largest buyer was Bank of America, adding an estimated $425M. The largest seller was Morgan Stanley, cutting an estimated $209M.

  • 481 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2017, up from 473 in Q2 2017.
  • Funds reported $7.43B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2017, up 22% quarter-over-quarter.
  • 43 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2017 and 32 closed out, a net change of +11 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2017 was Bank of America, an estimated $425M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $209M sold.

Based on aggregated 13F filings for Q3 2017.