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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$622M +$3.41M +22,370 +0.5%
Bank of America
2
Bank of America
North Carolina
$321M +$129M +847,277 +66%
Goldman Sachs
3
Goldman Sachs
New York
$299M +$801K +5,250 +0.3%
CA
4
Commerzbank Aktiengesellschaft
Germany
$208M -$129M -843,760 -38%
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$178M
JP Morgan Chase
6
JP Morgan Chase
New York
$168M +$22M +144,227 +15%
SG Americas Securities
7
SG Americas Securities
New York
$156M -$17M -111,630 -10%
AM
8
Appaloosa Management
Florida
$151M
NB
9
Norinchukin Bank
Japan
$125M
MSU
10
Mizuho Securities USA
New York
$124M -$153M -1,003,082 -55%
GC
11
Guggenheim Capital
Illinois
$122M +$123M +806,700 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$120M +$61.1M +400,567 +101%
VKH
13
Virtu KCG Holdings
New York
$104M +$105M +687,666 New
CS
14
Credit Suisse
Switzerland
$102M -$21.9M -143,381 -18%
HSBC Holdings
15
HSBC Holdings
United Kingdom
$91.6M -$8.34M -54,661 -8%
Citigroup
16
Citigroup
New York
$89.2M +$50.9M +333,762 +130%
U
17
UBS
Switzerland
$85.1M -$20.2M -132,283 -19%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$83.3M -$114M -744,007 -57%
Two Sigma Investments
19
Two Sigma Investments
New York
$80.2M +$81.1M +531,234 New
Deutsche Bank
20
Deutsche Bank
Germany
$68.8M -$169M -1,107,406 -71%
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$66.1M +$44.9M +294,252 +205%
Wells Fargo
22
Wells Fargo
California
$62.1M -$10.4M -68,077 -14%
Jones Financial Companies
23
Jones Financial Companies
Missouri
$61.9M +$3.21M +21,065 +5%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$51.5M +$371K +2,431 +0.7%
BMM
25
Berkshire Money Management
Massachusetts
$47.3M +$19.9M +130,116 +58%

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.