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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$470M +$48.3M +263,280 +11%
Goldman Sachs
2
Goldman Sachs
New York
$431M +$293M +1,595,197 +209%
Bank of America
3
Bank of America
North Carolina
$292M -$42.8M -232,832 -13%
Wells Fargo
4
Wells Fargo
California
$229M +$21.4M +116,673 +10%
Nomura Holdings
5
Nomura Holdings
Japan
$126M +$114M +622,262 +967%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$123M -$48.5M -264,230 -28%
UBS Group
7
UBS Group
Switzerland
$118M +$3.24M +17,654 +3%
Jones Financial Companies
8
Jones Financial Companies
Missouri
$110M +$1.01M +5,513 +0.9%
N
9
Natixis
France
$84.5M +$1.46M +7,949 +2%
CM
10
Churchill Management
California
$70.1M +$70.4M +383,367 New
NMIFOAC
11
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M -$109M -592,000 -63%
MSU
12
Mizuho Securities USA
New York
$60.9M +$7.73M +42,083 +14%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$60.3M -$1.97M -10,738 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$53.2M +$326K +1,778 +0.6%
CI
15
Chartist Inc
California
$50M -$1.37M -7,473 -3%
MB
16
Mizuho Bank
Japan
$49.4M +$23.9M +130,000 +93%
AFG
17
Arkansas Financial Group
Arkansas
$46.8M +$283K +1,541 +0.6%
LPL Financial
18
LPL Financial
California
$43.6M -$8.13M -44,252 -16%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$40.5M -$1.68M -9,174 -4%
Bessemer Group
20
Bessemer Group
New Jersey
$37.8M +$13.6M +74,243 +56%
SG Americas Securities
21
SG Americas Securities
New York
$37.8M +$2.42M +13,185 +7%
QIM
22
Quantitative Investment Management
Virginia
$37.8M +$38M +206,800 New
JP Morgan Chase
23
JP Morgan Chase
New York
$35.6M -$48.7M -265,178 -58%
FAG
24
Financial Advisory Group
Texas
$31.4M -$1.6M -8,727 -5%
Ameriprise
25
Ameriprise
Minnesota
$30.2M +$4.65M +25,327 +18%

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.