Forward Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Forward Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-219,123	Closed	-$67.5M	–	35
2022 Q2	$67.5M	Buy	+219,123	New	+$71.7M	7.36%	3
2021 Q4	–	Sell	-256,875	Closed	-$86.9M	–	34
2021 Q3	$86.9M	Buy	+256,875	New	+$89.7M	9.28%	4
2020 Q2	–	Sell	-88,162	Closed	-$19.3M	–	38
2020 Q1	$19.3M	Buy	+88,162	New	+$23.4M	3.76%	3
2019 Q4	–	Sell	-114	Closed	-$31K	–	49
2019 Q3	$31K	Buy	+114	New	+$30.4K	﹤0.01%	47
2018 Q1	–	Sell	-147,764	Closed	-$36.6M	–	197
2017 Q4	$36.6M	Sell	147,764 -3,422	-2%	-$811K	4.12%	3
2017 Q3	$33.8M	Sell	151,186 -84,655	-36%	-$18.5M	3.79%	4
2017 Q2	$50.3M	Buy	+235,841	New	+$49.5M	4.27%	4
2017 Q1	–	Sell	-128	Closed	-$25K	–	186
2016 Q4	$25K	Sell	128 -979	-88%	-$185K	﹤0.01%	216
2016 Q3	$203K	Sell	1,107 -779,463	-100%	-$143M	0.02%	185
2016 Q2	$102M	Buy	+780,570	New	+$139M	8.53%	3

Other funds holding DIA

CWA

CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NAM

Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Forward Management's DIA Position: Q3 2022 in Review

Forward Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q3 2022, closing a stake of 219,123 shares — an estimated $67.5M sold.

Forward Management first reported a position in DIA in Q2 2016 and held it in 10 quarters. The position peaked at $102M in Q2 2016. 931 funds tracked by Wall St. Rank hold DIA as of Q3 2022.

Forward Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q3 2022 after selling out during the quarter.
Forward Management sold 219,123 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2022, an estimated $67.5M.
Forward Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2016 and held it in 10 quarters.
Forward Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $102M in Q2 2016.
931 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2022.

Based on Forward Management's 13F filing for Q3 2022, filed 3 Nov 2022.