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State Street SPDR Dow Jones Industrial Average ETF Trust

718 hedge funds and large institutions have $5.17B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2020 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 201 increasing their positions, 257 reducing their positions, and 127 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.68% more ownership

Funds ownership: 34.97%44.65% (+9.7%)

1% less call options, than puts

Call options by funds: $3.55B | Put options by funds: $3.57B

4% less funds holding in top 10

Funds holding in top 10: 4846 (-2)

5% less funds holding

Funds holding: 755718 (-37)

22% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 257

24% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 127

35% less capital invested

Capital invested by funds: $7.93B → $5.17B (-$2.76B)

Holders
718
Holders Change
-37
Holders Change %
-4.9%
% of All Funds
15.82%
Holding in Top 10
46
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-4.17%
% of All Funds
1.01%
New
97
Increased
201
Reduced
257
Closed
127
Calls
$3.55B
Puts
$3.57B
Net Calls
-$18.8M
Net Calls Change
+$809M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$697M +$94.6M +356,163 +13%
Bank of America
2
Bank of America
North Carolina
$573M -$318M -1,197,975 -31%
Wells Fargo
3
Wells Fargo
California
$367M +$54.6M +205,386 +14%
UBS Group
4
UBS Group
Switzerland
$205M -$52M -195,923 -17%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$205M -$13.8M -51,883 -5%
LPL Financial
6
LPL Financial
California
$157M -$35.8M -134,614 -16%
Goldman Sachs
7
Goldman Sachs
New York
$146M +$5.84M +22,003 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$132M +$18.2M +68,555 +13%
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$120M +$113M +426,033 +352%
Ameriprise
10
Ameriprise
Minnesota
$116M -$10.8M -40,509 -7%
SMFG
11
Sumitomo Mitsui Financial Group
Japan
$107M +$130M +490,000 New
Jane Street
12
Jane Street
New York
$92.3M +$41.1M +154,668 +58%
NLI
13
Nippon Life Insurance
Japan
$84.7M +$103M +387,700 New
Twin Tree Management
14
Twin Tree Management
Texas
$79.8M +$96.7M +364,203 New
Osaic Holdings
15
Osaic Holdings
Arizona
$77.8M +$3.49B +13,121,802 New
SG Americas Securities
16
SG Americas Securities
New York
$71.1M +$74.4M +279,898 +630%
CTC (Chicago Trading Company)
17
CTC (Chicago Trading Company)
Illinois
$67.9M -$25.8M -97,089 -24%
CS
18
Credit Suisse
Switzerland
$58.8M +$26.2M +98,618 +58%
RJA
19
Raymond James & Associates
Florida
$56.2M +$5.22M +19,640 +8%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$54.4M +$91.4K +344 +0.1%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$53.9M -$3.7M -13,921 -5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$50.5M -$5.67M -21,341 -8%
AFG
23
Arkansas Financial Group
Arkansas
$49.6M +$1.47M +5,535 +3%
Parallax Volatility Advisers
24
Parallax Volatility Advisers
California
$44.8M +$40.3M +151,621 +288%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$39.9M +$4.44M +16,720 +10%

DIA Hedge Fund Activity: Q1 2020 in Review

718 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2020, worth a combined $5.17B — down 35% from $7.93B a quarter earlier.

Sellers outnumbered buyers: 127 funds closed out of DIA and 97 opened new positions — a net loss of 30 holders — while 257 trimmed existing stakes and 201 added.

The largest buyer was Sumitomo Mitsui Financial Group, opening a new position worth an estimated $130M. The largest seller was Churchill Management, exiting entirely with an estimated $389M sold.

  • 718 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2020, down from 755 in Q4 2019.
  • Funds reported $5.17B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 97 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2020 and 127 closed out, a net change of -30 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2020 was Sumitomo Mitsui Financial Group, an estimated $130M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2020 was Churchill Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.