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Ladenburg Thalmann Financial Services’s Caterpillar CAT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$26M Sell
180,813
-831
-0.5% -$116K 0.16% 133
2019
Q3 		$22.9M Sell
181,644
-4,143
-2% -$526K 0.16% 140
2019
Q2 		$25.3M Sell
185,787
-16,608
-8% -$2.19M 0.18% 124
2019
Q1 		$27.5M Buy
202,395
+3,660
+2% +$486K 0.21% 108
2018
Q4 		$25.3M Buy
198,735
+20,528
+12% +$2.67M 0.23% 106
2018
Q3 		$27.2M Buy
178,207
+5,096
+3% +$721K 0.23% 108
2018
Q2 		$25.5M Hold
173,111
– – 0.24% 99
2018
Q1 		$25.5M Buy
173,111
+8,592
+5% +$1.36M 0.24% 99
2017
Q4 		$25.9M Buy
164,519
+12,419
+8% +$1.72M 0.25% 95
2017
Q3 		$19M Buy
152,100
+23,749
+19% +$2.74M 0.21% 110
2017
Q2 		$13.8M Sell
128,351
-4,824
-4% -$490K 0.16% 137
2017
Q1 		$12.4M Buy
133,175
+13,168
+11% +$1.25M 0.16% 137
2016
Q4 		$11.1M Buy
120,007
+13,705
+13% +$1.24M 0.15% 139
2016
Q3 		$9.44M Buy
106,302
+103
+0.1% +$8.43K 0.14% 147
2016
Q2 		$8.06M Buy
106,199
+10,975
+12% +$822K 0.13% 166
2016
Q1 		$7.28M Buy
95,224
+4,298
+5% +$288K 0.13% 170
2015
Q4 		$6.18M Sell
90,926
-5,865
-6% -$410K 0.11% 172
2015
Q3 		$6.3M Sell
96,791
-33,284
-26% -$2.55M 0.13% 162
2015
Q2 		$11M Buy
130,075
+5,990
+5% +$515K 0.2% 115
2015
Q1 		$9.94M Buy
124,085
+31,020
+33% +$2.58M 0.19% 126
2014
Q4 		$8.51M Buy
93,065
+40,866
+78% +$3.98M 0.19% 117
2014
Q3 		$5.17M Sell
52,199
-1,411
-3% -$150K 0.14% 138
2014
Q2 		$5.83M Buy
53,610
+5,121
+11% +$538K 0.16% 122
2014
Q1 		$4.82M Sell
48,489
-2,344
-5% -$221K 0.14% 120
2013
Q4 		$4.62M Buy
50,833
+254
+0.5% +$21.7K 0.14% 119
2013
Q3 		$4.22M Sell
50,579
-3,249
-6% -$275K 0.14% 132
2013
Q2 		$4.45M Buy
+53,828
New +$4.58M 0.16% 117

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Sanders Capital
Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CAT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Caterpillar (CAT) stake by 0.46% in Q4 2019, selling an estimated $116K and leaving 180,813 shares worth $26M. The position accounts for 0.16% of the portfolio, ranked #133.

Ladenburg Thalmann Financial Services first reported a position in CAT in Q2 2013 and has held it in 27 quarters since. The position peaked at $27.5M in Q1 2019. 1,659 funds tracked by Wall St. Rank hold CAT as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 180,813 shares of Caterpillar worth $26M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 831 Caterpillar shares in Q4 2019, an estimated $116K.
  • Caterpillar made up 0.16% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #133 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Caterpillar in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Caterpillar position peaked at $27.5M in Q1 2019.
  • 1,659 funds tracked by Wall St. Rank held Caterpillar as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.