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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
1
Sanders Capital
Florida
$375M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$6.5B
3
Harris Associates
3
Harris Associates
Illinois
$448M
4
DCM
4
Discovery Capital Management
Connecticut
$100M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$78.9M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.4B
2
Jennison Associates
2
Jennison Associates
New York
$49.7M
3
SCM
3
Suvretta Capital Management
New York
$0
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$382M
5
Janus Henderson Group
5
Janus Henderson Group
United Kingdom
$93.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.5B 51,177,708 +1,366,092 +3%
State Street
2
State Street
Massachusetts
$6.04B 47,517,589 +307,219 +0.7%
BlackRock
3
BlackRock
New York
$4.57B 35,985,874 +529,926 +1%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.67B 21,017,733 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.43B 11,260,857 – –
Capital World Investors
6
Capital World Investors
California
$1.4B 11,029,551 -5,319,523 -33%
Primecap Management
7
Primecap Management
California
$1.19B 9,367,059 -24,730 -0.3%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$951M 7,481,122 -88,857 -1%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$941M 7,405,344 +369,932 +5%
Northern Trust
10
Northern Trust
Illinois
$938M 7,379,026 +134,479 +2%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$891M 7,022,665 +321,277 +5%
Norges Bank
12
Norges Bank
Norway
$734M 5,775,230 +590,000 +11%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$653M 5,139,882 +75,603 +1%
Morgan Stanley
14
Morgan Stanley
New York
$551M 4,339,424 +337,890 +8%
Bank of America
15
Bank of America
North Carolina
$499M 3,928,201 -100,462 -2%
Harris Associates
16
Harris Associates
Illinois
$448M 3,529,388 +987,103 +39%
Capital Research Global Investors
17
Capital Research Global Investors
California
$426M 3,350,741 -583,796 -15%
TCIM
18
TIAA CREF Investment Management
New York
$417M 3,281,999 -439,096 -12%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$382M 3,004,012 -1,270,293 -30%
Sanders Capital
20
Sanders Capital
Florida
$375M 2,954,500 +2,954,500 New
Wells Fargo
21
Wells Fargo
California
$364M 2,866,830 -187,391 -6%
UBS AM
22
UBS AM
Illinois
$361M 2,840,659 +151,512 +6%
Goldman Sachs
23
Goldman Sachs
New York
$353M 2,774,588 -406,753 -13%
Legal & General Group
24
Legal & General Group
United Kingdom
$345M 2,711,330 +142,543 +6%
Allianz Asset Management
25
Allianz Asset Management
Germany
$326M 2,565,670 -10,242 -0.4%
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