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Caterpillar
CAT

Overview Fund Activity

2,308 hedge funds and large institutions have $87.9B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 174 funds opening new positions, 925 increasing their positions, 854 reducing their positions, and 111 closing their positions.

Holders
2,308
Holders Change
+43
Holders Change %
+1.9%
% of All Funds
36.41%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
174
Increased
925
Reduced
854
Closed
111
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M

Top Buyers

1
AS
1
Altshuler Shaham
Israel
$506M
2
VOYA Investment Management
2
VOYA Investment Management
Georgia
$348M
3
Ameriprise
3
Ameriprise
Minnesota
$529M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$567M
5
DZ Bank
5
DZ Bank
Germany
$541M

Top Sellers

1
OIAM
1
OFI Invest Asset Management
France
$29.3M
2
BlackRock
2
BlackRock
New York
$8.34B
3
Citigroup
3
Citigroup
New York
$228M
4
TD Asset Management
4
TD Asset Management
Ontario, Canada
$60.6M
5
Hudson Bay Capital Management
5
Hudson Bay Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$12B 48,731,763 -383,138 -0.8%
State Street
2
State Street
Massachusetts
$9.59B 38,994,585 +21,412 +0.1%
BlackRock
3
BlackRock
New York
$8.34B 33,908,869 -1,341,420 -4%
Capital World Investors
4
Capital World Investors
California
$7.09B 28,803,062 +22,991 +0.1%
State Farm Mutual Automobile Insurance
5
State Farm Mutual Automobile Insurance
Illinois
$4.37B 17,761,276 – –
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.34B 9,532,245 +156,608 +2%
Fisher Asset Management
7
Fisher Asset Management
Washington
$1.9B 7,724,306 +201,384 +3%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.81B 7,353,614 – –
Northern Trust
9
Northern Trust
Illinois
$1.69B 6,851,425 -90,884 -1%
Morgan Stanley
10
Morgan Stanley
New York
$1.67B 6,783,591 +200,715 +3%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$1.29B 5,257,096 -408,792 -7%
Norges Bank
12
Norges Bank
Norway
$1.28B 5,199,560 +25,894 +0.5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.17B 4,740,617 -313,340 -6%
Bank of America
14
Bank of America
North Carolina
$1.01B 4,104,349 -435,871 -10%
Goldman Sachs
15
Goldman Sachs
New York
$882M 3,583,729 +298,723 +9%
Invesco
16
Invesco
Georgia
$845M 3,433,139 -40,358 -1%
Legal & General Group
17
Legal & General Group
United Kingdom
$768M 3,120,948 -36,871 -1%
Nuveen Asset Management
18
Nuveen Asset Management
Illinois
$753M 3,059,914 -431,644 -12%
Amundi
19
Amundi
France
$742M 3,000,156 -259,523 -8%
Charles Schwab
20
Charles Schwab
California
$675M 2,743,389 -20,656 -0.7%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$644M 2,617,471 +118,042 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$567M 2,305,103 +551,817 +31%
UBS AM
23
UBS AM
Illinois
$567M 2,477,910 – –
DZ Bank
24
DZ Bank
Germany
$541M 2,197,525 +495,230 +29%
Ameriprise
25
Ameriprise
Minnesota
$529M 2,148,922 +559,329 +35%
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