We are live on ! Find out more
CAT icon

Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$12B -$85.4M -383,138 -0.8%
State Street
2
State Street
Massachusetts
$9.59B +$4.77M +21,412 +0.1%
BlackRock
3
BlackRock
New York
$8.34B -$299M -1,341,420 -4%
Capital World Investors
4
Capital World Investors
California
$7.09B +$5.13M +22,991 +0.1%
State Farm Mutual Automobile Insurance
5
State Farm Mutual Automobile Insurance
Illinois
$4.37B
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.34B +$34.9M +156,608 +2%
Fisher Asset Management
7
Fisher Asset Management
Washington
$1.9B +$44.9M +201,384 +3%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.81B
Northern Trust
9
Northern Trust
Illinois
$1.69B -$20.3M -90,884 -1%
Morgan Stanley
10
Morgan Stanley
New York
$1.67B +$44.8M +200,715 +3%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$1.29B -$91.1M -408,792 -7%
Norges Bank
12
Norges Bank
Norway
$1.28B +$5.77M +25,894 +0.5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.17B -$69.9M -313,340 -6%
Bank of America
14
Bank of America
North Carolina
$1.01B -$97.2M -435,871 -10%
Goldman Sachs
15
Goldman Sachs
New York
$882M +$66.6M +298,723 +9%
Invesco
16
Invesco
Georgia
$845M -$9M -40,358 -1%
Legal & General Group
17
Legal & General Group
United Kingdom
$768M -$8.22M -36,871 -1%
N
18
Nuveen
North Carolina
$753M -$96.2M -431,644 -12%
Amundi
19
Amundi
France
$742M -$57.9M -259,523 -8%
Charles Schwab
20
Charles Schwab
California
$675M -$4.61M -20,656 -0.7%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$644M +$26.3M +118,042 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$567M +$123M +551,817 +31%
UBS AM
23
UBS AM
Illinois
$567M
DZ Bank
24
DZ Bank
Germany
$544M +$109M +488,701 +28%
Ameriprise
25
Ameriprise
Minnesota
$529M +$125M +559,329 +35%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.