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Caterpillar
CAT

Overview Fund Activity

1,270 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 432 increasing their positions, 487 reducing their positions, and 43 closing their positions.

Holders
1,270
Holders Change
+78
Holders Change %
+6.54%
% of All Funds
31.71%
Holding in Top 10
41
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+28.13%
% of All Funds
1.02%
New
130
Increased
432
Reduced
487
Closed
43
Calls
$1.29B
Puts
$1.86B
Net Calls
-$573M
Net Calls Change
+$76.6M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$286M
2
Jennison Associates
2
Jennison Associates
New York
$328M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$217M
4
Goldman Sachs
4
Goldman Sachs
New York
$542M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.27B

Top Sellers

1
Invesco
1
Invesco
Georgia
$442M
2
State Street
2
State Street
Massachusetts
$6.15B
3
Renaissance Technologies
3
Renaissance Technologies
New York
$134M
4
Harris Associates
4
Harris Associates
Illinois
$668M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$154M
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$6.15B 49,274,541 -1,610,345 -3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$5.27B 42,221,399 +996,224 +2%
BlackRock
3
BlackRock
New York
$4.4B 35,267,879 +280,031 +0.8%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.62B 21,017,733 – –
Capital World Investors
5
Capital World Investors
California
$2.6B 20,878,703 -289,793 -1%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$2.4B 19,218,596 -395,065 -2%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$1.83B 14,697,294 -522,312 -3%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.4B 11,260,857 – –
Primecap Management
9
Primecap Management
California
$1.2B 9,644,283 -99,900 -1%
Northern Trust
10
Northern Trust
Illinois
$939M 7,530,724 +341,017 +5%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$850M 6,817,402 -963,049 -12%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$733M 5,888,341 +382,384 +7%
Harris Associates
13
Harris Associates
Illinois
$668M 5,359,347 -1,408,101 -21%
AIG
14
American International Group
New York
$640M 5,129,749 -148,332 -3%
Morgan Stanley
15
Morgan Stanley
New York
$608M 4,877,957 -979,534 -17%
Norges Bank
16
Norges Bank
Norway
$565M 4,527,334 -37,128 -0.8%
Franklin Resources
17
Franklin Resources
California
$552M 4,423,560 -969,588 -18%
Goldman Sachs
18
Goldman Sachs
New York
$542M 4,346,820 +1,026,317 +31%
Bank of America
19
Bank of America
North Carolina
$498M 3,996,370 +391,036 +11%
Invesco
20
Invesco
Georgia
$442M 3,545,600 -4,158,919 -54%
TCIM
21
TIAA CREF Investment Management
New York
$427M 3,427,549 +369,434 +12%
Legal & General Group
22
Legal & General Group
United Kingdom
$369M 2,955,916 +11,745 +0.4%
Jennison Associates
23
Jennison Associates
New York
$328M 2,627,319 +1,536,470 +141%
Wells Fargo
24
Wells Fargo
California
$297M 2,377,578 +164,521 +7%
Two Sigma Advisers
25
Two Sigma Advisers
New York
$286M 2,296,349 +1,897,904 +476%
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