CAT icon

Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
2
Capital World Investors
California
$1.92B
3
Morgan Stanley
3
Morgan Stanley
New York
$838M
4
CCI
4
Columbus Circle Investors
$108M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.51B
5
State Street
5
State Street
Massachusetts
$4.97B
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$4.97B 53,599,357 -1,091,719 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.48B 37,504,568 +1,040,473 +3%
State Farm Mutual Automobile Insurance
3
State Farm Mutual Automobile Insurance
Illinois
$1.95B 21,017,733 – –
Capital World Investors
4
Capital World Investors
California
$1.92B 20,663,413 +2,443,062 +13%
Capital Research Global Investors
5
Capital Research Global Investors
California
$1.51B 16,298,180 -1,103,080 -6%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$1.46B 15,763,049 +3,228,098 +26%
BIT
7
BlackRock Institutional Trust
California
$1.43B 15,366,308 +448,841 +3%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$1.39B 14,997,747 +603,426 +4%
BFA
9
BlackRock Fund Advisors
California
$1.05B 11,355,034 +810,754 +8%
Gates Foundation Trust
10
Gates Foundation Trust
Washington
$1.04B 11,260,857 – –
Harris Associates
11
Harris Associates
Illinois
$968M 10,437,965 -2,184,234 -17%
Invesco
12
Invesco
Georgia
$951M 10,257,327 -758,761 -7%
Morgan Stanley
13
Morgan Stanley
New York
$838M 9,032,821 +1,925,714 +27%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$776M 8,370,545 -1,197,331 -13%
Franklin Resources
15
Franklin Resources
California
$727M 7,835,101 -612,735 -7%
Northern Trust
16
Northern Trust
Illinois
$644M 6,942,178 +106,589 +2%
Primecap Management
17
Primecap Management
California
$576M 6,211,141 -40,410 -0.6%
AIG
18
American International Group
New York
$484M 5,216,501 -705,076 -12%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$478M 5,156,229 +230,083 +5%
BG
20
BlackRock Group
United Kingdom
$469M 5,056,011 +433,053 +9%
Bank of America
21
Bank of America
North Carolina
$420M 4,527,442 -291,186 -6%
Norges Bank
22
Norges Bank
Norway
$414M 4,467,978 -322,578 -7%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$308M 3,319,401 -188,122 -5%
Goldman Sachs
24
Goldman Sachs
New York
$266M 2,871,465 +171,877 +6%
Legal & General Group
25
Legal & General Group
United Kingdom
$264M 2,844,344 +6,719 +0.2%
1
2 3 4 5