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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
1
Harris Associates
Illinois
$646M
2
Franklin Resources
2
Franklin Resources
California
$612M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
4
Capital World Investors
California
$1.33B
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$88.4M
3
EVM
3
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
4
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$267M
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$4.7B 58,742,537 -344,363 -0.6%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.96B 36,952,314 -852,513 -2%
State Farm Mutual Automobile Insurance
3
State Farm Mutual Automobile Insurance
Illinois
$1.58B 19,707,800 – –
Capital World Investors
4
Capital World Investors
California
$1.33B 16,610,707 +1,490,000 +10%
BIT
5
BlackRock Institutional Trust
California
$1.31B 16,349,597 +335,700 +2%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$910M 11,376,809 +841,583 +8%
Gates Foundation Trust
7
Gates Foundation Trust
Washington
$901M 11,260,857 – –
Wellington Management Group
8
Wellington Management Group
Massachusetts
$893M 11,160,156 +2,265,803 +25%
Harris Associates
9
Harris Associates
Illinois
$646M 8,066,269 +7,057,099 +699%
Northern Trust
10
Northern Trust
Illinois
$625M 7,803,537 -347,174 -4%
Franklin Resources
11
Franklin Resources
California
$612M 7,646,233 +3,202,834 +72%
Bank of America
12
Bank of America
North Carolina
$542M 6,777,648 +396,733 +6%
WRF
13
Waddell & Reed Financial
Kansas
$542M 6,774,467 -423,540 -6%
BFA
14
BlackRock Fund Advisors
California
$513M 6,412,945 -23,588 -0.4%
Primecap Management
15
Primecap Management
California
$473M 5,906,810 +71,530 +1%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$390M 4,885,376 +50,812 +1%
BG
17
BlackRock Group
United Kingdom
$365M 4,565,217 +48,704 +1%
American Century Companies
18
American Century Companies
Missouri
$331M 4,139,545 +593,805 +17%
Invesco
19
Invesco
Georgia
$330M 4,122,509 -1,332,514 -24%
Fidelity Investments
20
Fidelity Investments
Massachusetts
$292M 3,645,243 -4,273,284 -54%
Morgan Stanley
21
Morgan Stanley
New York
$267M 3,337,571 -1,526,046 -31%
Goldman Sachs
22
Goldman Sachs
New York
$234M 2,923,600 +1,051,762 +56%
Capital Research Global Investors
23
Capital Research Global Investors
California
$231M 2,887,600 -197,800 -6%
Norges Bank
24
Norges Bank
Norway
$225M 2,811,321 -404,470 -13%
LSV Asset Management
25
LSV Asset Management
Illinois
$209M 2,612,929 +48,300 +2%
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