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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.69B +$131M +876,706 +2%
State Street
2
State Street
Massachusetts
$6.34B -$77.1M -515,699 -1%
BlackRock
3
BlackRock
New York
$4.83B -$94.3M -631,258 -2%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.85B
Capital World Investors
5
Capital World Investors
California
$2.5B +$6.22M +41,625 +0.2%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$1.62B -$231M -1,544,590 -11%
Gates Foundation Trust
7
Gates Foundation Trust
Washington
$1.53B
Primecap Management
8
Primecap Management
California
$1.28B -$5.16M -34,511 -0.4%
Northern Trust
9
Northern Trust
Illinois
$996M -$11.4M -76,408 -1%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$904M +$22.8M +152,892 +2%
Jennison Associates
11
Jennison Associates
New York
$874M +$48.9M +327,470 +5%
JP Morgan Chase
12
JP Morgan Chase
New York
$818M +$43.4M +290,743 +5%
Norges Bank
13
Norges Bank
Norway
$700M +$30.1M +201,753 +4%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$696M -$7.88M -52,730 -1%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$636M -$131M -874,720 -16%
Bank of America
16
Bank of America
North Carolina
$565M +$36.2M +242,200 +6%
TCIM
17
TIAA CREF Investment Management
New York
$540M -$118M -792,830 -17%
Goldman Sachs
18
Goldman Sachs
New York
$507M -$168M -1,122,623 -23%
Deutsche Bank
19
Deutsche Bank
Germany
$495M -$60M -401,721 -10%
Morgan Stanley
20
Morgan Stanley
New York
$470M -$44.8M -299,759 -8%
Citadel Advisors
21
Citadel Advisors
Florida
$449M +$83M +555,272 +20%
Wells Fargo
22
Wells Fargo
California
$360M -$20.4M -136,549 -5%
ClearBridge Investments
23
ClearBridge Investments
New York
$343M +$61.5M +411,858 +19%
Legal & General Group
24
Legal & General Group
United Kingdom
$342M -$20M -133,788 -5%
Allianz Asset Management
25
Allianz Asset Management
Germany
$327M +$63M +421,786 +21%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.