Caterpillar
CAT
1,058 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 392 increasing their positions, 438 reducing their positions, and 75 closing their positions.
0.49% more ownership
Funds ownership: 69.48% → 69.97% (+0.49%)
0% more capital invested
Capital invested by funds: $31B → $31B (+$10.1M)
2% less funds holding
Funds holding: 1,085 → 1,058 (-27)
11% less repeat investments, than reductions
Existing positions increased: 392 | Existing positions reduced: 438
20% less first-time investments, than exits
New positions opened: 60 | Existing positions closed: 75
25% less call options, than puts
Call options by funds: $1.06B | Put options by funds: $1.41B
35% less funds holding in top 10
Funds holding in top 10: 17 → 11 (-6)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Fidelity Investments
Boston,
Massachusetts
|
+$491M |
| 2 |
State of New Jersey Common Pension Fund D
Trenton,
New Jersey
|
+$64.8M |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$62.4M |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$35.9M |
| 5 |
Norges Bank
Oslo,
Norway
|
+$29.5M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$103M |
| 2 |
Harris Associates
Chicago,
Illinois
|
-$98M |
| 3 |
BGIM
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
|
-$40.2M |
| 4 |
TPCM
Tide Point Capital Management
Old Greenwich,
Connecticut
|
-$38.3M |
| 5 |
Balyasny Asset Management
Chicago,
Illinois
|
-$35.4M |
CAT Hedge Fund Activity: Q2 2016 in Review
1,058 of the 3,756 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2016, worth a combined $31B — up 0.03% from $31B a quarter earlier.
Sellers outnumbered buyers: 75 funds closed out of CAT and 60 opened new positions — a net loss of 15 holders — while 438 trimmed existing stakes and 392 added.
The largest buyer was Fidelity Investments, adding an estimated $491M. The largest seller was State Street, cutting an estimated $103M.
- 1,058 institutional investors held Caterpillar (CAT) as of Q2 2016, down from 1,085 in Q1 2016.
- Funds reported $31B of Caterpillar stock for Q2 2016, up 0.03% quarter-over-quarter.
- 60 funds opened new Caterpillar positions in Q2 2016 and 75 closed out, a net change of -15 holders.
- The largest Caterpillar buyer in Q2 2016 was Fidelity Investments, an estimated $491M added.
- The largest Caterpillar seller in Q2 2016 was State Street, an estimated $103M sold.
Based on aggregated 13F filings for Q2 2016.