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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
1
Fisher Asset Management
Washington
$679M
2
Capital International Investors
2
Capital International Investors
California
$298M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$181M
4
Invesco
4
Invesco
Georgia
$310M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
1
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$163M
5
Norges Bank
5
Norges Bank
Norway
$608M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.35B 50,287,317 +86,427 +0.2%
State Street
2
State Street
Massachusetts
$5.83B 46,190,289 -547,370 -1%
BlackRock
3
BlackRock
New York
$4.42B 34,986,450 -6,429 -0%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.65B 21,017,733 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.42B 11,260,857 – –
Primecap Management
6
Primecap Management
California
$1.17B 9,281,183 -117,146 -1%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$966M 7,658,536 +62,496 +0.8%
Northern Trust
8
Northern Trust
Illinois
$879M 6,959,403 -338,903 -5%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$816M 6,461,808 -639,165 -9%
Sanders Capital
10
Sanders Capital
Florida
$789M 6,246,810 +3,310 +0.1%
Fisher Asset Management
11
Fisher Asset Management
Washington
$679M 5,376,797 +5,313,853 +8,442%
Norges Bank
12
Norges Bank
Norway
$608M 4,812,188 -839,430 -15%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$575M 4,550,029 -20,744 -0.5%
Morgan Stanley
14
Morgan Stanley
New York
$563M 4,453,953 +86,880 +2%
Bank of America
15
Bank of America
North Carolina
$534M 4,223,778 -15,210 -0.4%
Nuveen Asset Management
16
Nuveen Asset Management
Illinois
$521M 4,126,764 -391,465 -9%
Harris Associates
17
Harris Associates
Illinois
$452M 3,575,282 -20,966 -0.6%
Legal & General Group
18
Legal & General Group
United Kingdom
$418M 3,311,285 -15,005 -0.5%
LSV Asset Management
19
LSV Asset Management
Illinois
$413M 3,266,476 +507,970 +18%
Capital World Investors
20
Capital World Investors
California
$396M 3,138,750 -41,082 -1%
Goldman Sachs
21
Goldman Sachs
New York
$383M 3,032,398 -479,288 -14%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$347M 2,749,952 +237,924 +9%
UBS AM
23
UBS AM
Illinois
$336M 2,660,073 -98,124 -4%
Charles Schwab
24
Charles Schwab
California
$324M 2,562,871 -34,795 -1%
Deutsche Bank
25
Deutsche Bank
Germany
$315M 2,490,598 +417,418 +20%
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