ClearBridge Investments’s Caterpillar CAT Stock Holding History

ClearBridge Investments’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$9.7M	Sell	13,691 -168	-1%	-$116K	0.01%	473
2025 Q4	$7.94M	Buy	13,859 +286	+2%	+$159K	0.01%	528
2025 Q3	$6.48M	Buy	13,573 +1,668	+14%	+$712K	﹤0.01%	569
2025 Q2	$4.62M	Buy	11,905 +4,960	+71%	+$1.65M	﹤0.01%	575
2025 Q1	$2.29M	Buy	6,945 +1,351	+24%	+$481K	﹤0.01%	600
2024 Q4	$2.03M	Sell	5,594 -2	-0%	-$776	﹤0.01%	619
2024 Q3	$2.19M	Sell	5,596 -366	-6%	-$126K	﹤0.01%	618
2024 Q2	$1.99M	Sell	5,962 -1,501	-20%	-$520K	﹤0.01%	626
2024 Q1	$2.73M	Sell	7,463 -6,502	-47%	-$2.08M	﹤0.01%	605
2023 Q4	$4.13M	Sell	13,965 -242	-2%	-$62.8K	﹤0.01%	595
2023 Q3	$3.88M	Buy	14,207 +1,041	+8%	+$282K	﹤0.01%	556
2023 Q2	$3.24M	Buy	13,166 +1,154	+10%	+$257K	﹤0.01%	574
2023 Q1	$2.75M	Buy	12,012 +1,141	+10%	+$276K	﹤0.01%	581
2022 Q4	$2.6M	Sell	10,871 -4,349	-29%	-$947K	﹤0.01%	600
2022 Q3	$2.5M	Buy	15,220 +230	+2%	+$42K	﹤0.01%	612
2022 Q2	$2.68M	Hold	14,990	–	–	﹤0.01%	620
2022 Q1	$3.34M	Buy	14,990 +5,560	+59%	+$1.17M	﹤0.01%	631
2021 Q4	$1.95M	Buy	9,430 +4,181	+80%	+$842K	﹤0.01%	674
2021 Q3	$1.01M	Buy	5,249 +1,110	+27%	+$231K	﹤0.01%	708
2021 Q2	$901K	Hold	4,139	–	–	﹤0.01%	721
2021 Q1	$960K	Buy	4,139 +1,737	+72%	+$360K	﹤0.01%	692
2020 Q4	$437K	Hold	2,402	–	–	﹤0.01%	744
2020 Q3	$358K	Sell	2,402 -203	-8%	-$28.5K	﹤0.01%	727
2020 Q2	$330K	Sell	2,605 -2,228	-46%	-$264K	﹤0.01%	694
2020 Q1	$561K	Buy	4,833 +204	+4%	+$26.1K	﹤0.01%	647
2019 Q4	$697K	Buy	4,629 +67	+1%	+$9.35K	﹤0.01%	670
2019 Q3	$576K	Sell	4,562 -2,917,388	-100%	-$371M	﹤0.01%	688
2019 Q2	$398M	Buy	2,921,950 +126,998	+5%	+$16.8M	0.35%	83
2019 Q1	$379M	Buy	2,794,952 +314,442	+13%	+$41.8M	0.33%	95
2018 Q4	$315M	Sell	2,480,510 -75,890	-3%	-$9.87M	0.32%	91
2018 Q3	$390M	Buy	2,556,400 +28,092	+1%	+$3.97M	0.34%	93
2018 Q2	$343M	Buy	2,528,308 +411,858	+19%	+$61.5M	0.28%	108
2018 Q1	$312M	Buy	2,116,450 +2,110,772	+37,175%	+$333M	0.29%	104
2017 Q4	$895K	Sell	5,678 -1,431	-20%	-$198K	﹤0.01%	649
2017 Q3	$887K	Sell	7,109 -340	-5%	-$39.2K	﹤0.01%	641
2017 Q2	$800K	Buy	7,449 +3,814	+105%	+$387K	﹤0.01%	645
2017 Q1	$337K	Buy	3,635 +10	+0.3%	+$947	﹤0.01%	743
2016 Q4	$336K	Buy	3,625 +665	+22%	+$60.3K	﹤0.01%	750
2016 Q3	$263K	Buy	2,960 +9	+0.3%	+$736	﹤0.01%	756
2016 Q2	$224K	Sell	2,951 -3,558	-55%	-$267K	﹤0.01%	768
2016 Q1	$498K	Buy	6,509 +395	+6%	+$26.5K	﹤0.01%	729
2015 Q4	$416K	Sell	6,114 -10,100	-62%	-$706K	﹤0.01%	775
2015 Q3	$1.06M	Sell	16,214 -430,560	-96%	-$32.9M	﹤0.01%	729
2015 Q2	$37.9M	Buy	446,774 +434,736	+3,611%	+$37.4M	0.04%	342
2015 Q1	$963K	Sell	12,038 -479	-4%	-$39.8K	﹤0.01%	762
2014 Q4	$1.15M	Sell	12,517 -3,624	-22%	-$353K	﹤0.01%	759
2014 Q3	$1.6M	Sell	16,141 -1,026,147	-98%	-$109M	﹤0.01%	729
2014 Q2	$113M	Sell	1,042,288 -1,406,777	-57%	-$148M	0.13%	164
2014 Q1	$243M	Buy	2,449,065 +31,058	+1%	+$2.93M	0.29%	106
2013 Q4	$220M	Sell	2,418,007 -217,753	-8%	-$18.6M	0.27%	107
2013 Q3	$220M	Buy	2,635,760 +38,191	+1%	+$3.23M	0.31%	105
2013 Q2	$214M	Buy	+2,597,569	New	+$221M	0.33%	96

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

ClearBridge Investments's CAT Position: Q1 2026 in Review

ClearBridge Investments reduced its Caterpillar (CAT) stake by 1.2% in Q1 2026, selling an estimated $116K and leaving 13,691 shares worth $9.7M. The position accounts for 0.01% of the portfolio, ranked #473.

ClearBridge Investments first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. The position peaked at $398M in Q2 2019. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

ClearBridge Investments held 13,691 shares of Caterpillar worth $9.7M as of Q1 2026.
ClearBridge Investments sold 168 Caterpillar shares in Q1 2026, an estimated $116K.
Caterpillar made up 0.01% of ClearBridge Investments's portfolio in Q1 2026, its #473 holding.
ClearBridge Investments first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
ClearBridge Investments's Caterpillar position peaked at $398M in Q2 2019.
3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on ClearBridge Investments's 13F filing for Q1 2026, filed 13 May 2026.