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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Fayez Sarofim & Co
5
Fayez Sarofim & Co
Texas
$169M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$6.09B 67,009,923 -1,163,480 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.13B 34,460,559 +302,128 +0.9%
Capital World Investors
3
Capital World Investors
California
$2.47B 27,185,000 +3,435,000 +14%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$1.79B 19,707,800 – –
BIT
5
BlackRock Institutional Trust
California
$1.49B 16,363,092 -218,986 -1%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.03B 11,375,547 +1,390,154 +14%
Gates Foundation Trust
7
Gates Foundation Trust
Washington
$1.02B 11,260,857 +500,000 +5%
Northern Trust
8
Northern Trust
Illinois
$811M 8,931,907 -124,538 -1%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$659M 7,258,777 +779,940 +12%
Bank of America
10
Bank of America
North Carolina
$586M 6,449,270 -176,393 -3%
BFA
11
BlackRock Fund Advisors
California
$543M 5,984,047 +237,925 +4%
Goldman Sachs
12
Goldman Sachs
New York
$538M 5,921,782 +2,621,828 +79%
Franklin Resources
13
Franklin Resources
California
$523M 5,761,719 +420,228 +8%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$433M 4,767,307 +225,257 +5%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$419M 4,617,939 -1,338,815 -22%
Primecap Management
16
Primecap Management
California
$395M 4,352,845 -89,335 -2%
BG
17
BlackRock Group
United Kingdom
$384M 4,233,122 -183,776 -4%
Morgan Stanley
18
Morgan Stanley
New York
$371M 4,085,408 -960,243 -19%
Norges Bank
19
Norges Bank
Norway
$354M 3,899,221 -898,235 -19%
Capital Research Global Investors
20
Capital Research Global Investors
California
$305M 3,363,400 +3,363,400 New
Wellington Management Group
21
Wellington Management Group
Massachusetts
$299M 3,293,054 +3,283,462 +34,231%
Legal & General Group
22
Legal & General Group
United Kingdom
$267M 2,942,496 -69,176 -2%
EVM
23
Eaton Vance Management
Massachusetts
$243M 2,677,669 -522,979 -16%
MNA
24
Manning & Napier Advisors
New York
$236M 2,593,417 +49,676 +2%
CS
25
Credit Suisse
Switzerland
$232M 2,558,168 -30,535 -1%
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