Caterpillar
CAT
1,658 hedge funds and large institutions have $55.5B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 214 funds opening new positions, 583 increasing their positions, 611 reducing their positions, and 88 closing their positions.
143% more first-time investments, than exits
New positions opened: 214 | Existing positions closed: 88
29% more funds holding in top 10
Funds holding in top 10: 17 → 22 (+5)
21% more capital invested
Capital invested by funds: $46B → $55.5B (+$9.45B)
7% more funds holding
Funds holding: 1,546 → 1,658 (+112)
1.47% more ownership
Funds ownership: 67.27% → 68.74% (+1.5%)
1% more call options, than puts
Call options by funds: $1.65B | Put options by funds: $1.62B
5% less repeat investments, than reductions
Existing positions increased: 583 | Existing positions reduced: 611
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$677M |
| 2 |
Diamond Hill Capital Management
Columbus,
Ohio
|
+$152M |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
+$126M |
| 4 |
Capital Research Global Investors
Los Angeles,
California
|
+$114M |
| 5 |
JP Morgan Chase
New York
|
+$113M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$159M |
| 2 |
Goldman Sachs
New York
|
-$140M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$116M |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
-$83.2M |
| 5 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$82.1M |
CAT Hedge Fund Activity: Q3 2020 in Review
1,658 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2020, worth a combined $55.5B — up 21% from $46B a quarter earlier.
Buyers outnumbered sellers: 214 funds opened new CAT positions and 88 closed out — a net gain of 126 holders — while 583 added to existing stakes and 611 trimmed.
The largest buyer was T. Rowe Price Associates, adding an estimated $677M. The largest seller was State Street, cutting an estimated $159M.
- 1,658 institutional investors held Caterpillar (CAT) as of Q3 2020, up from 1,546 in Q2 2020.
- Funds reported $55.5B of Caterpillar stock for Q3 2020, up 21% quarter-over-quarter.
- 214 funds opened new Caterpillar positions in Q3 2020 and 88 closed out, a net change of +126 holders.
- The largest Caterpillar buyer in Q3 2020 was T. Rowe Price Associates, an estimated $677M added.
- The largest Caterpillar seller in Q3 2020 was State Street, an estimated $159M sold.
Based on aggregated 13F filings for Q3 2020.