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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.41%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$930M
2
Diamond Hill Capital Management
2
Diamond Hill Capital Management
Ohio
$162M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$631M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$733M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$267M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.41B
2
Goldman Sachs
2
Goldman Sachs
New York
$219M
3
Citadel Advisors
3
Citadel Advisors
Florida
$30.2M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$6.91B
5
Macquarie Group
5
Macquarie Group
Australia
$703M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.91B 46,343,821 -592,149 -1%
State Street
2
State Street
Massachusetts
$6.41B 43,007,942 -1,129,211 -3%
BlackRock
3
BlackRock
New York
$5.3B 35,559,834 -347,915 -1%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.86B 19,186,297 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.68B 11,260,857 – –
Capital International Investors
6
Capital International Investors
California
$1.2B 8,012,892 +458,236 +6%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1.16B 7,760,352 +129,357 +2%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$1.1B 7,346,614 +594,728 +9%
Northern Trust
9
Northern Trust
Illinois
$1.01B 6,753,340 -72,508 -1%
Sanders Capital
10
Sanders Capital
Florida
$937M 6,281,573 +115,008 +2%
T. Rowe Price Associates
11
T. Rowe Price Associates
Maryland
$930M 6,237,460 +4,822,169 +341%
Fisher Asset Management
12
Fisher Asset Management
Washington
$894M 5,993,299 +193,890 +3%
Primecap Management
13
Primecap Management
California
$871M 5,841,285 -412,940 -7%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$753M 5,050,497 -582,975 -10%
Norges Bank
15
Norges Bank
Norway
$738M 4,945,462 +371,855 +8%
Capital Research Global Investors
16
Capital Research Global Investors
California
$733M 4,912,505 +810,738 +20%
Bank of America
17
Bank of America
North Carolina
$714M 4,787,969 +339,613 +8%
Macquarie Group
18
Macquarie Group
Australia
$703M 4,711,204 -584,640 -11%
Morgan Stanley
19
Morgan Stanley
New York
$649M 4,348,322 -14,228 -0.3%
Fidelity Investments
20
Fidelity Investments
Massachusetts
$631M 4,231,004 +894,512 +27%
Nuveen Asset Management
21
Nuveen Asset Management
Illinois
$626M 4,196,901 +634,410 +18%
Legal & General Group
22
Legal & General Group
United Kingdom
$504M 3,381,638 -122,066 -3%
Invesco
23
Invesco
Georgia
$459M 3,076,361 -307,753 -9%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$456M 3,057,736 +526,871 +21%
Harris Associates
25
Harris Associates
Illinois
$455M 3,051,200 -123,334 -4%
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