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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.81%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
1
Macquarie Group
Australia
$384M
2
Capital International Investors
2
Capital International Investors
California
$575M
3
Invesco
3
Invesco
Georgia
$399M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
5
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
2
Capital World Investors
California
$175M
3
Primecap Management
3
Primecap Management
California
$904M
4
Ameriprise
4
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.82B 50,128,047 +968,796 +2%
State Street
2
State Street
Massachusetts
$5.17B 44,518,992 -263,348 -0.6%
BlackRock
3
BlackRock
New York
$4.04B 34,844,618 +266,059 +0.8%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.23B 19,186,297 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.31B 11,260,857 – –
Bank of America
6
Bank of America
North Carolina
$925M 7,972,494 +234,887 +3%
Primecap Management
7
Primecap Management
California
$904M 7,792,426 -1,477,417 -16%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$890M 7,687,192 +102,641 +1%
Sanders Capital
9
Sanders Capital
Florida
$830M 7,151,416 -4,830 -0.1%
Northern Trust
10
Northern Trust
Illinois
$787M 6,786,307 -56,117 -0.8%
Wellington Management Group
11
Wellington Management Group
Massachusetts
$782M 6,735,624 +1,023,938 +18%
Fisher Asset Management
12
Fisher Asset Management
Washington
$651M 5,609,147 +62,036 +1%
Capital International Investors
13
Capital International Investors
California
$575M 4,955,847 +2,157,830 +77%
Norges Bank
14
Norges Bank
Norway
$568M 4,894,917 -212,724 -4%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$557M 4,799,963 +19,753 +0.4%
Morgan Stanley
16
Morgan Stanley
New York
$475M 4,091,532 -372,977 -8%
Nuveen Asset Management
17
Nuveen Asset Management
Illinois
$451M 3,885,473 +122,862 +3%
Fidelity Investments
18
Fidelity Investments
Massachusetts
$404M 3,480,298 -288,259 -8%
Invesco
19
Invesco
Georgia
$399M 3,435,542 +1,071,048 +45%
Legal & General Group
20
Legal & General Group
United Kingdom
$394M 3,393,837 +76,961 +2%
Macquarie Group
21
Macquarie Group
Australia
$384M 3,308,667 +3,226,404 +3,922%
Harris Associates
22
Harris Associates
Illinois
$376M 3,237,828 -400,828 -11%
LSV Asset Management
23
LSV Asset Management
Illinois
$317M 2,732,906 -246,631 -8%
Sumitomo Mitsui Trust Group
24
Sumitomo Mitsui Trust Group
Japan
$308M 2,657,712 +227,983 +9%
Goldman Sachs
25
Goldman Sachs
New York
$307M 2,642,128 -174,804 -6%
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