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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$502M
4
AIG
4
American International Group
New York
$371M
5
Ameriprise
5
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
1
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
2
State Street
Massachusetts
$6.61B
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
4
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$29.3M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$7.26B 49,159,251 -1,128,066 -2%
State Street
2
State Street
Massachusetts
$6.61B 44,782,340 -1,407,949 -3%
BlackRock
3
BlackRock
New York
$5.11B 34,578,559 -407,891 -1%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.83B 19,186,297 -1,831,436 -9%
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.66B 11,260,857 – –
Primecap Management
6
Primecap Management
California
$1.37B 9,269,843 -11,340 -0.1%
Bank of America
7
Bank of America
North Carolina
$1.14B 7,737,607 +3,513,829 +83%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.12B 7,584,551 -73,985 -1%
Sanders Capital
9
Sanders Capital
Florida
$1.06B 7,156,246 +909,436 +15%
Northern Trust
10
Northern Trust
Illinois
$1.01B 6,842,424 -116,979 -2%
Wellington Management Group
11
Wellington Management Group
Massachusetts
$844M 5,711,686 -750,122 -12%
Fisher Asset Management
12
Fisher Asset Management
Washington
$819M 5,547,111 +170,314 +3%
Norges Bank
13
Norges Bank
Norway
$754M 5,107,641 +295,453 +6%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$706M 4,780,210 +230,181 +5%
Morgan Stanley
15
Morgan Stanley
New York
$659M 4,464,509 +10,556 +0.2%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$557M 3,768,557 +2,347,888 +165%
Nuveen Asset Management
17
Nuveen Asset Management
Illinois
$556M 3,762,611 -364,153 -9%
Harris Associates
18
Harris Associates
Illinois
$537M 3,638,656 +63,374 +2%
T. Rowe Price Associates
19
T. Rowe Price Associates
Maryland
$502M 3,401,096 +2,271,839 +201%
Legal & General Group
20
Legal & General Group
United Kingdom
$490M 3,316,876 +5,591 +0.2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$482M 3,264,172 +514,220 +19%
Capital World Investors
22
Capital World Investors
California
$464M 3,140,999 +2,249 +0.1%
Ameriprise
23
Ameriprise
Minnesota
$456M 3,088,251 +1,288,945 +72%
LSV Asset Management
24
LSV Asset Management
Illinois
$440M 2,979,537 -286,939 -9%
Goldman Sachs
25
Goldman Sachs
New York
$416M 2,816,932 -215,466 -7%
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