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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$3.72B 56,904,420 +457,272 +0.8%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.44B 37,313,180 -27,506 -0.1%
Capital World Investors
3
Capital World Investors
California
$1.69B 25,908,051 +411,347 +2%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$1.29B 19,707,800 – –
Harris Associates
5
Harris Associates
Illinois
$1.06B 16,192,304 +4,700,024 +41%
BIT
6
BlackRock Institutional Trust
California
$993M 15,197,810 -80,783 -0.5%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$911M 13,931,360 +2,241,166 +19%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$736M 11,260,857 – –
Capital Research Global Investors
9
Capital Research Global Investors
California
$628M 9,608,850 +7,071,250 +279%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$576M 8,806,123 -1,853,037 -17%
Northern Trust
11
Northern Trust
Illinois
$495M 7,567,683 -217,460 -3%
Franklin Resources
12
Franklin Resources
California
$491M 7,513,387 -223,935 -3%
Invesco
13
Invesco
Georgia
$413M 6,314,987 +2,434,257 +63%
BFA
14
BlackRock Fund Advisors
California
$411M 6,284,147 +20,740 +0.3%
Primecap Management
15
Primecap Management
California
$398M 6,088,845 +189,250 +3%
Bank of America
16
Bank of America
North Carolina
$358M 5,471,174 -981,834 -15%
Morgan Stanley
17
Morgan Stanley
New York
$328M 5,017,763 +1,385,877 +38%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$316M 4,842,057 +21,944 +0.5%
BG
19
BlackRock Group
United Kingdom
$300M 4,595,807 +227,503 +5%
Norges Bank
20
Norges Bank
Norway
$210M 3,217,029 +508,147 +19%
Wells Fargo
21
Wells Fargo
California
$181M 2,775,407 +8,776 +0.3%
Legal & General Group
22
Legal & General Group
United Kingdom
$175M 2,671,636 +98,107 +4%
American Century Companies
23
American Century Companies
Missouri
$172M 2,633,828 -1,518,336 -37%
LSV Asset Management
24
LSV Asset Management
Illinois
$163M 2,487,615 -62,800 -2%
Deutsche Bank
25
Deutsche Bank
Germany
$155M 2,365,913 +213,821 +10%
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