CAT icon

Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
2
Capital World Investors
California
$1.62B
3
Morgan Stanley
3
Morgan Stanley
New York
$631M
4
American Century Companies
4
American Century Companies
Missouri
$173M
5
EVM
5
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$40.9M
2
Harris Associates
2
Harris Associates
Illinois
$1.12B
3
State Street
3
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
5
Virtus Fund Advisers
Connecticut
$117K
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$4.85B 54,691,076 -942,748 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.24B 36,464,095 +1,059,478 +3%
State Farm Mutual Automobile Insurance
3
State Farm Mutual Automobile Insurance
Illinois
$1.87B 21,017,733 – –
Capital World Investors
4
Capital World Investors
California
$1.62B 18,220,351 +2,546,164 +16%
Capital Research Global Investors
5
Capital Research Global Investors
California
$1.54B 17,401,260 +804,404 +5%
BIT
6
BlackRock Institutional Trust
California
$1.32B 14,917,467 +184,591 +1%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$1.28B 14,394,321 +591,317 +4%
Harris Associates
8
Harris Associates
Illinois
$1.12B 12,622,199 -1,213,496 -9%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$1.11B 12,534,951 +3,836,841 +44%
Gates Foundation Trust
10
Gates Foundation Trust
Washington
$1,000M 11,260,857 – –
Invesco
11
Invesco
Georgia
$978M 11,016,088 +556,044 +5%
BFA
12
BlackRock Fund Advisors
California
$936M 10,544,280 +414,976 +4%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$849M 9,567,876 +164,022 +2%
Franklin Resources
14
Franklin Resources
California
$750M 8,447,836 +1,179 +0%
Morgan Stanley
15
Morgan Stanley
New York
$631M 7,107,107 +2,143,886 +43%
Northern Trust
16
Northern Trust
Illinois
$607M 6,835,589 -1,199 -0%
Primecap Management
17
Primecap Management
California
$555M 6,251,551 -218,700 -3%
AIG
18
American International Group
New York
$526M 5,921,577 +274,898 +5%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$437M 4,926,146 +206,955 +4%
Bank of America
20
Bank of America
North Carolina
$428M 4,818,628 +369,943 +8%
BG
21
BlackRock Group
United Kingdom
$410M 4,622,958 -134,388 -3%
Norges Bank
22
Norges Bank
Norway
$406M 4,790,556 +625,619 +15%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$311M 3,507,523 -188,681 -5%
Legal & General Group
24
Legal & General Group
United Kingdom
$252M 2,837,625 +24,200 +0.9%
Wells Fargo
25
Wells Fargo
California
$251M 2,826,917 +168,735 +6%
1
2 3 4 5