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Caterpillar
CAT

Overview Fund Activity

1,553 hedge funds and large institutions have $50.6B invested in Caterpillar in 2019 Q2 according to their latest regulatory filings, with 86 funds opening new positions, 583 increasing their positions, 625 reducing their positions, and 105 closing their positions.

Holders
1,553
Holders Change
-39
Holders Change %
-2.45%
% of All Funds
33.78%
Holding in Top 10
22
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-15.38%
% of All Funds
0.48%
New
86
Increased
583
Reduced
625
Closed
105
Calls
$1.42B
Puts
$1.59B
Net Calls
-$165M
Net Calls Change
+$305M

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$616M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$376M
3
Sanders Capital
3
Sanders Capital
Florida
$851M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$147M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$384M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$205M
2
Capital World Investors
2
Capital World Investors
California
$433M
3
Citadel Advisors
3
Citadel Advisors
Florida
$111M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$290M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$128M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.84B 50,200,890 +411,655 +0.8%
State Street
2
State Street
Massachusetts
$6.37B 46,737,659 -394,407 -0.8%
BlackRock
3
BlackRock
New York
$4.77B 34,992,879 -279,715 -0.8%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.86B 21,017,733 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.53B 11,260,857 – –
Primecap Management
6
Primecap Management
California
$1.28B 9,398,329 +46,928 +0.5%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1.03B 7,596,040 +372,390 +5%
Northern Trust
8
Northern Trust
Illinois
$995M 7,298,306 -71,522 -1%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$968M 7,100,973 -109,911 -2%
Sanders Capital
10
Sanders Capital
Florida
$851M 6,243,500 +1,496,100 +32%
Norges Bank
11
Norges Bank
Norway
$770M 5,651,618 -200,000 -3%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$623M 4,570,773 -104,890 -2%
Nuveen Asset Management
13
Nuveen Asset Management
Illinois
$616M 4,518,229 +4,139,332 +1,092%
Morgan Stanley
14
Morgan Stanley
New York
$595M 4,367,073 +174,165 +4%
Bank of America
15
Bank of America
North Carolina
$578M 4,238,988 +154,084 +4%
Harris Associates
16
Harris Associates
Illinois
$490M 3,596,248 -5,930 -0.2%
Goldman Sachs
17
Goldman Sachs
New York
$479M 3,511,686 +54,309 +2%
Legal & General Group
18
Legal & General Group
United Kingdom
$453M 3,326,290 -70,236 -2%
Capital World Investors
19
Capital World Investors
California
$433M 3,179,832 -2,534,299 -44%
ClearBridge Investments
20
ClearBridge Investments
New York
$398M 2,921,950 +126,998 +5%
D.E. Shaw & Co
21
D.E. Shaw & Co
New York
$388M 2,843,275 +907,430 +47%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$384M 2,814,829 +995,203 +55%
LSV Asset Management
23
LSV Asset Management
Illinois
$376M 2,758,506 +1,730,580 +168%
UBS AM
24
UBS AM
Illinois
$376M 2,758,197 -137,251 -5%
Charles Schwab
25
Charles Schwab
California
$354M 2,597,666 +35,915 +1%
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