Caterpillar
CAT
2,279 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 870 increasing their positions, 863 reducing their positions, and 119 closing their positions.
39% more first-time investments, than exits
New positions opened: 166 | Existing positions closed: 119
5.65% more ownership
Funds ownership: 69.93% → 75.58% (+5.7%)
1% more repeat investments, than reductions
Existing positions increased: 870 | Existing positions reduced: 863
0% less funds holding
Funds holding: 2,284 → 2,279 (-5)
6% less capital invested
Capital invested by funds: $87.9B → $82.8B (-$5.05B)
18% less call options, than puts
Call options by funds: $2.16B | Put options by funds: $2.63B
28% less funds holding in top 10
Funds holding in top 10: 60 → 43 (-17)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DZ Bank
Frankfurt Am Main,
Germany
|
+$353M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
+$248M |
| 3 |
Hudson Bay Capital Management
Stamford,
Connecticut
|
+$181M |
| 4 |
Massachusetts Financial Services
Boston,
Massachusetts
|
+$164M |
| 5 |
Renaissance Technologies
New York
|
+$163M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$472M |
| 2 |
Barclays
London,
United Kingdom
|
-$311M |
| 3 |
BlackRock
New York
|
-$293M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$209M |
| 5 |
State Street
Boston,
Massachusetts
|
-$195M |
CAT Hedge Fund Activity: Q1 2023 in Review
2,279 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2023, worth a combined $82.8B — down 5.7% from $87.9B a quarter earlier.
Buyers outnumbered sellers: 166 funds opened new CAT positions and 119 closed out — a net gain of 47 holders — while 870 added to existing stakes and 863 trimmed.
The largest buyer was DZ Bank, adding an estimated $353M. The largest seller was Citadel Advisors, cutting an estimated $472M.
- 2,279 institutional investors held Caterpillar (CAT) as of Q1 2023, down from 2,284 in Q4 2022.
- Funds reported $82.8B of Caterpillar stock for Q1 2023, down 5.7% quarter-over-quarter.
- 166 funds opened new Caterpillar positions in Q1 2023 and 119 closed out, a net change of +47 holders.
- The largest Caterpillar buyer in Q1 2023 was DZ Bank, an estimated $353M added.
- The largest Caterpillar seller in Q1 2023 was Citadel Advisors, an estimated $472M sold.
Based on aggregated 13F filings for Q1 2023.