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Caterpillar
CAT

Overview Fund Activity

2,265 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 164 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

Holders
2,265
Holders Change
-7
Holders Change %
-0.31%
% of All Funds
36.26%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
164
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
1
DZ Bank
Germany
$390M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.3B
3
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$172M
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$155M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$341M

Top Sellers

1
M1FG
1
Mach-1 Financial Group
Arkansas
$7.32M
2
Citadel Advisors
2
Citadel Advisors
Florida
$48.9M
3
Barclays
3
Barclays
United Kingdom
$216M
4
BlackRock
4
BlackRock
New York
$8.07B
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$401M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$11.2B 49,114,901 +413,319 +0.8%
State Street
2
State Street
Massachusetts
$8.92B 38,973,173 -805,362 -2%
BlackRock
3
BlackRock
New York
$8.07B 35,250,289 -1,210,401 -3%
Capital World Investors
4
Capital World Investors
California
$6.59B 28,780,071 -311,060 -1%
State Farm Mutual Automobile Insurance
5
State Farm Mutual Automobile Insurance
Illinois
$4.06B 17,761,276 – –
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.14B 9,375,637 +244,930 +3%
Fisher Asset Management
7
Fisher Asset Management
Washington
$1.72B 7,522,922 +132,306 +2%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.68B 7,353,614 – –
Northern Trust
9
Northern Trust
Illinois
$1.59B 6,942,309 -55,912 -0.8%
Morgan Stanley
10
Morgan Stanley
New York
$1.51B 6,582,876 -25,289 -0.4%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$1.3B 5,665,888 +1,024,083 +22%
Norges Bank
12
Norges Bank
Norway
$1.18B 5,173,666 +267,776 +5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.16B 5,053,957 -285,786 -5%
Bank of America
14
Bank of America
North Carolina
$1.04B 4,540,220 +442,317 +11%
Nuveen Asset Management
15
Nuveen Asset Management
Illinois
$799M 3,491,558 -34,143 -1%
Invesco
16
Invesco
Georgia
$795M 3,473,497 +219,892 +7%
Goldman Sachs
17
Goldman Sachs
New York
$752M 3,285,006 +581,139 +21%
Legal & General Group
18
Legal & General Group
United Kingdom
$723M 3,157,819 -80,357 -2%
Amundi
19
Amundi
France
$696M 3,259,679 -511,285 -14%
Charles Schwab
20
Charles Schwab
California
$633M 2,764,045 +9,142 +0.3%
Primecap Management
21
Primecap Management
California
$580M 2,534,148 -115,745 -4%
Dimensional Fund Advisors
22
Dimensional Fund Advisors
Texas
$572M 2,499,429 +102,688 +4%
UBS AM
23
UBS AM
Illinois
$567M 2,477,910 -128,366 -5%
Swiss National Bank
24
Swiss National Bank
Switzerland
$473M 2,065,300 -80,300 -4%
Sumitomo Mitsui Trust Group
25
Sumitomo Mitsui Trust Group
Japan
$416M 1,818,998 -6,369 -0.3%
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