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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$5.8B 58,522,190 -126,322 -0.2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.74B 37,744,320 +876,793 +2%
State Farm Mutual Automobile Insurance
3
State Farm Mutual Automobile Insurance
Illinois
$1.95B 19,707,800 – –
Capital World Investors
4
Capital World Investors
California
$1.87B 18,855,000 -7,412,000 -28%
BIT
5
BlackRock Institutional Trust
California
$1.61B 16,268,865 -13,891 -0.1%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.16B 11,759,209 +198,809 +2%
Gates Foundation Trust
7
Gates Foundation Trust
Washington
$1.12B 11,260,857 – –
Fidelity Investments
8
Fidelity Investments
Massachusetts
$988M 9,979,944 -4,105,013 -29%
Northern Trust
9
Northern Trust
Illinois
$831M 8,386,988 -249,211 -3%
Capital Research Global Investors
10
Capital Research Global Investors
California
$799M 8,069,033 +248,200 +3%
WRF
11
Waddell & Reed Financial
Kansas
$759M 7,668,910 +2,281,275 +42%
Bank of America
12
Bank of America
North Carolina
$661M 6,673,093 -269,894 -4%
BFA
13
BlackRock Fund Advisors
California
$632M 6,383,124 +235,307 +4%
Primecap Management
14
Primecap Management
California
$578M 5,835,010 +8,945 +0.2%
Wellington Management Group
15
Wellington Management Group
Massachusetts
$514M 5,189,649 +773,397 +18%
Franklin Resources
16
Franklin Resources
California
$484M 4,891,316 +261,994 +6%
Invesco
17
Invesco
Georgia
$479M 4,836,888 -836,364 -15%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$466M 4,711,609 +23,321 +0.5%
EVM
19
Eaton Vance Management
Massachusetts
$449M 4,537,116 +138,481 +3%
BG
20
BlackRock Group
United Kingdom
$422M 4,263,386 -71,461 -2%
Norges Bank
21
Norges Bank
Norway
$349M 3,525,855 -2,491,479 -41%
Morgan Stanley
22
Morgan Stanley
New York
$340M 3,433,218 +363,173 +12%
JPMorgan Chase & Co
23
JPMorgan Chase & Co
New York
$331M 3,338,300 -1,532,489 -31%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$266M 2,682,861 +958,854 +56%
Legal & General Group
25
Legal & General Group
United Kingdom
$262M 2,649,343 -29,404 -1%
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