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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.94B -$378M -3,192,077 -6%
State Street
2
State Street
Massachusetts
$5.58B -$45.3M -381,839 -0.9%
BlackRock
3
BlackRock
New York
$4.54B +$126M +1,063,131 +3%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.43B
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.42B
Geode Capital Management
6
Geode Capital Management
Massachusetts
$964M -$6.66M -56,197 -0.7%
Capital International Investors
7
Capital International Investors
California
$956M +$308M +2,598,809 +52%
Northern Trust
8
Northern Trust
Illinois
$863M +$4.69M +39,541 +0.6%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$854M +$1.93M +16,262 +0.2%
Primecap Management
10
Primecap Management
California
$791M -$182M -1,538,201 -20%
Sanders Capital
11
Sanders Capital
Florida
$780M -$117M -984,851 -14%
Fisher Asset Management
12
Fisher Asset Management
Washington
$734M +$22.6M +190,262 +3%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$713M +$98.8M +833,509 +17%
Macquarie Group
14
Macquarie Group
Australia
$670M +$236M +1,987,177 +60%
Norges Bank
15
Norges Bank
Norway
$579M -$38.1M -321,310 -7%
Bank of America
16
Bank of America
North Carolina
$563M -$418M -3,524,138 -44%
Morgan Stanley
17
Morgan Stanley
New York
$552M +$32.1M +271,018 +7%
Capital Research Global Investors
18
Capital Research Global Investors
California
$519M +$256M +2,156,253 +111%
N
19
Nuveen
North Carolina
$451M -$38.3M -322,982 -8%
Legal & General Group
20
Legal & General Group
United Kingdom
$443M +$13M +109,867 +3%
Invesco
21
Invesco
Georgia
$428M -$6.1M -51,428 -1%
Fidelity Investments
22
Fidelity Investments
Massachusetts
$422M -$17M -143,806 -4%
Harris Associates
23
Harris Associates
Illinois
$402M -$7.5M -63,294 -2%
Dimensional Fund Advisors
24
Dimensional Fund Advisors
Texas
$348M +$15.5M +130,369 +5%
Sumitomo Mitsui Trust Group
25
Sumitomo Mitsui Trust Group
Japan
$330M -$5.72M -48,220 -2%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.