Caterpillar
CAT
2,581 hedge funds and large institutions have $105B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 318 funds opening new positions, 926 increasing their positions, 953 reducing their positions, and 107 closing their positions.
197% more first-time investments, than exits
New positions opened: 318 | Existing positions closed: 107
7% more funds holding
Funds holding: 2,404 → 2,581 (+177)
0.11% less ownership
Funds ownership: 69.84% → 69.73% (-0.11%)
3% less repeat investments, than reductions
Existing positions increased: 926 | Existing positions reduced: 953
4% less capital inflows, than outflows
Capital inflows: $4B | Capital outflows: $4.17B
10% less call options, than puts
Call options by funds: $3.22B | Put options by funds: $3.57B
1% less funds holding in top 10
Funds holding in top 10: 74 → 73 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Capital Wealth Planning
Naples,
Florida
|
+$306M |
| 2 |
Bank Julius Baer & Co
Zurich,
Switzerland
|
+$154M |
| 3 |
Neuberger Berman Group
New York
|
+$141M |
| 4 |
Charles Schwab
San Francisco,
California
|
+$137M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$121M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Capital International Investors
Los Angeles,
California
|
-$332M |
| 2 |
Winslow Capital Management
Minneapolis,
Minnesota
|
-$290M |
| 3 |
DZ Bank
Frankfurt Am Main,
Germany
|
-$281M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$170M |
| 5 |
Massachusetts Financial Services
Boston,
Massachusetts
|
-$146M |
CAT Hedge Fund Activity: Q4 2023 in Review
2,581 of the 6,876 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2023, worth a combined $105B — up 7.6% from $97.4B a quarter earlier.
Buyers outnumbered sellers: 318 funds opened new CAT positions and 107 closed out — a net gain of 211 holders — while 926 added to existing stakes and 953 trimmed.
The largest buyer was Capital Wealth Planning, adding an estimated $306M. The largest seller was Capital International Investors, cutting an estimated $332M.
- 2,581 institutional investors held Caterpillar (CAT) as of Q4 2023, up from 2,404 in Q3 2023.
- Funds reported $105B of Caterpillar stock for Q4 2023, up 7.6% quarter-over-quarter.
- 318 funds opened new Caterpillar positions in Q4 2023 and 107 closed out, a net change of +211 holders.
- The largest Caterpillar buyer in Q4 2023 was Capital Wealth Planning, an estimated $306M added.
- The largest Caterpillar seller in Q4 2023 was Capital International Investors, an estimated $332M sold.
Based on aggregated 13F filings for Q4 2023.