Caterpillar
CAT
2,580 hedge funds and large institutions have $105B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 318 funds opening new positions, 927 increasing their positions, 951 reducing their positions, and 107 closing their positions.
197% more first-time investments, than exits
New positions opened: 318 | Existing positions closed: 107
8% more capital invested
Capital invested by funds: $97.4B → $105B (+$7.39B)
7% more funds holding
Funds holding: 2,403 → 2,580 (+177)
0.11% less ownership
Funds ownership: 69.84% → 69.73% (-0.11%)
3% less repeat investments, than reductions
Existing positions increased: 927 | Existing positions reduced: 951
10% less call options, than puts
Call options by funds: $3.22B | Put options by funds: $3.57B
1% less funds holding in top 10
Funds holding in top 10: 74 → 73 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CWP
Capital Wealth Planning
Naples,
Florida
|
+$306M |
| 2 |
Bank Julius Baer & Co
Zurich,
Switzerland
|
+$154M |
| 3 |
Neuberger Berman Group
New York
|
+$141M |
| 4 |
Charles Schwab
San Francisco,
California
|
+$137M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$121M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Capital International Investors
Los Angeles,
California
|
-$332M |
| 2 |
Winslow Capital Management
Minneapolis,
Minnesota
|
-$290M |
| 3 |
DZ Bank
Frankfurt Am Main,
Germany
|
-$281M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$170M |
| 5 |
Massachusetts Financial Services
Boston,
Massachusetts
|
-$146M |
CAT Hedge Fund Activity: Q4 2023 in Review
2,580 of the 6,869 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2023, worth a combined $105B — up 7.6% from $97.4B a quarter earlier.
Buyers outnumbered sellers: 318 funds opened new CAT positions and 107 closed out — a net gain of 211 holders — while 927 added to existing stakes and 951 trimmed.
The largest buyer was Capital Wealth Planning, adding an estimated $306M. The largest seller was Capital International Investors, cutting an estimated $332M.
- 2,580 institutional investors held Caterpillar (CAT) as of Q4 2023, up from 2,403 in Q3 2023.
- Funds reported $105B of Caterpillar stock for Q4 2023, up 7.6% quarter-over-quarter.
- 318 funds opened new Caterpillar positions in Q4 2023 and 107 closed out, a net change of +211 holders.
- The largest Caterpillar buyer in Q4 2023 was Capital Wealth Planning, an estimated $306M added.
- The largest Caterpillar seller in Q4 2023 was Capital International Investors, an estimated $332M sold.
Based on aggregated 13F filings for Q4 2023.