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Caterpillar

3,744 hedge funds and large institutions have $235B invested in Caterpillar in 2026 Q1 according to their latest regulatory filings, with 389 funds opening new positions, 1,283 increasing their positions, 1,539 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more first-time investments, than exits

New positions opened: 389 | Existing positions closed: 116

45% more funds holding in top 10

Funds holding in top 10: 111161 (+50)

24% more capital invested

Capital invested by funds: $189B → $235B (+$46.1B)

10% more call options, than puts

Call options by funds: $7.3B | Put options by funds: $6.61B

6% more funds holding

Funds holding: 3,5263,744 (+218)

0.48% more ownership

Funds ownership: 70.64%71.12% (+0.48%)

17% less repeat investments, than reductions

Existing positions increased: 1,283 | Existing positions reduced: 1,539

Holders
3,744
Holders Change
+218
Holders Change %
+6.18%
% of All Funds
45.94%
Holding in Top 10
161
Holding in Top 10 Change
+50
Holding in Top 10 Change %
+45.05%
% of All Funds
1.98%
New
389
Increased
1,283
Reduced
1,539
Closed
116
Calls
$7.3B
Puts
$6.61B
Net Calls
+$690M
Net Calls Change
+$886M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$26.3B +$665M +960,658 +3%
State Street
2
State Street
Massachusetts
$24.7B -$352M -507,946 -1%
VCM
3
Vanguard Capital Management
Pennsylvania
$21.4B +$20.9B +30,234,453 New
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$10.3B -$1.99B -2,866,464 -16%
VPM
5
Vanguard Portfolio Management
Pennsylvania
$8.29B +$8.11B +11,705,890 New
Geode Capital Management
6
Geode Capital Management
Massachusetts
$7.89B +$358M +517,301 +5%
Fisher Asset Management
7
Fisher Asset Management
Washington
$6.93B +$196M +282,686 +3%
Morgan Stanley
8
Morgan Stanley
New York
$5.31B +$294M +424,543 +6%
Gates Foundation Trust
9
Gates Foundation Trust
Washington
$4.5B
Northern Trust
10
Northern Trust
Illinois
$4.02B -$119M -172,481 -3%
Bank of America
11
Bank of America
North Carolina
$4.02B -$735M -1,061,224 -16%
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$3.95B -$285M -411,711 -7%
DAM
13
Diamant Asset Management
Connecticut
$3.14B +$2.17B +3,136,020 +68,427%
Invesco
14
Invesco
Georgia
$2.73B +$567M +817,934 +27%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$2.71B -$164M -236,810 -6%
Capital World Investors
16
Capital World Investors
California
$2.51B -$322M -465,063 -12%
Capital International Investors
17
Capital International Investors
California
$2.45B +$915M +1,320,369 +62%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$2.44B -$75.1M -108,478 -3%
Charles Schwab
19
Charles Schwab
California
$2.37B +$5.98M +8,628 +0.3%
UBS AM
20
UBS AM
Illinois
$2.31B -$192M -276,691 -8%
Goldman Sachs
21
Goldman Sachs
New York
$2.27B +$49.5M +71,425 +2%
Capital Research Global Investors
22
Capital Research Global Investors
California
$2.27B +$246M +355,642 +12%
Legal & General Group
23
Legal & General Group
United Kingdom
$1.96B +$36.2M +52,284 +2%
JP Morgan Chase
24
JP Morgan Chase
New York
$1.96B +$236M +340,309 +13%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$1.94B -$18.2M -26,228 -0.9%

CAT Hedge Fund Activity: Q1 2026 in Review

3,744 of the 8,150 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2026, worth a combined $235B — up 24% from $189B a quarter earlier.

Buyers outnumbered sellers: 389 funds opened new CAT positions and 116 closed out — a net gain of 273 holders — while 1,283 added to existing stakes and 1,539 trimmed.

The largest buyer was Diamant Asset Management, adding an estimated $2.17B. The largest seller was State Farm Mutual Automobile Insurance, cutting an estimated $1.99B.

  • 3,744 institutional investors held Caterpillar (CAT) as of Q1 2026, up from 3,526 in Q4 2025.
  • Funds reported $235B of Caterpillar stock for Q1 2026, up 24% quarter-over-quarter.
  • 389 funds opened new Caterpillar positions in Q1 2026 and 116 closed out, a net change of +273 holders.
  • The largest Caterpillar buyer in Q1 2026 was Diamant Asset Management, an estimated $2.17B added.
  • The largest Caterpillar seller in Q1 2026 was State Farm Mutual Automobile Insurance, an estimated $1.99B sold.

Based on aggregated 13F filings for Q1 2026.