CAT icon

Caterpillar
CAT

Overview Fund Activity

1,882 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 316 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

Holders
1,882
Holders Change
+231
Holders Change %
+13.99%
% of All Funds
33.4%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
316
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$8.41B 46,200,532 -143,289 -0.3%
State Street
2
State Street
Massachusetts
$7.51B 41,241,252 -1,766,690 -4%
BlackRock
3
BlackRock
New York
$6.48B 35,608,591 +48,757 +0.1%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.49B 19,186,297 – –
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$2.37B 13,041,360 +6,803,900 +109%
Gates Foundation Trust
6
Gates Foundation Trust
Washington
$2.05B 11,260,857 – –
Capital International Investors
7
Capital International Investors
California
$1.47B 8,093,959 +81,067 +1%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.47B 8,101,860 +341,508 +4%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$1.32B 7,239,266 -107,348 -1%
Northern Trust
10
Northern Trust
Illinois
$1.22B 6,696,457 -56,883 -0.8%
Fisher Asset Management
11
Fisher Asset Management
Washington
$1.13B 6,188,027 +194,728 +3%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$1.1B 6,019,787 +1,788,783 +42%
Capital Research Global Investors
13
Capital Research Global Investors
California
$974M 5,350,148 +437,643 +9%
Primecap Management
14
Primecap Management
California
$925M 5,081,345 -759,940 -13%
Morgan Stanley
15
Morgan Stanley
New York
$886M 4,867,473 +519,151 +12%
Norges Bank
16
Norges Bank
Norway
$879M 4,826,469 -118,993 -2%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$853M 4,687,011 -363,486 -7%
Bank of America
18
Bank of America
North Carolina
$760M 4,177,743 -610,226 -13%
Macquarie Group
19
Macquarie Group
Australia
$728M 4,001,899 -709,305 -15%
Invesco
20
Invesco
Georgia
$710M 3,900,368 +824,007 +27%
Nuveen Asset Management
21
Nuveen Asset Management
Illinois
$708M 3,888,543 -308,358 -7%
Legal & General Group
22
Legal & General Group
United Kingdom
$632M 3,471,408 +89,770 +3%
AAMU
23
Amundi Asset Management US
Massachusetts
$627M 3,444,897 +665,237 +24%
Capital World Investors
24
Capital World Investors
California
$598M 3,286,527 +1,767,284 +116%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$595M 3,266,148 +208,412 +7%
1
2 3 4 5