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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$7.6B +$75.6M +534,451 +1%
State Street
2
State Street
Massachusetts
$7.2B +$71.9M +508,364 +1%
BlackRock
3
BlackRock
New York
$5.41B -$17.4M -122,704 -0.3%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.2B
Capital World Investors
5
Capital World Investors
California
$2.49B -$293M -2,073,266 -11%
Gates Foundation Trust
6
Gates Foundation Trust
Washington
$1.72B
Primecap Management
7
Primecap Management
California
$1.43B -$8.4M -59,375 -0.6%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$1.15B -$621M -4,393,572 -37%
Northern Trust
9
Northern Trust
Illinois
$1.1B -$13.2M -93,392 -1%
JP Morgan Chase
10
JP Morgan Chase
New York
$1.07B +$142M +1,004,750 +17%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$1.02B +$3.18M +22,496 +0.3%
Jennison Associates
12
Jennison Associates
New York
$857M -$117M -824,901 -13%
Norges Bank
13
Norges Bank
Norway
$791M +$3.72M +26,316 +0.5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$772M -$8.93M -63,117 -1%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$652M -$58.8M -415,882 -9%
Bank of America
16
Bank of America
North Carolina
$614M -$19.4M -137,008 -3%
Morgan Stanley
17
Morgan Stanley
New York
$610M +$75.5M +534,061 +15%
Capital Research Global Investors
18
Capital Research Global Investors
California
$600M +$414M +2,924,169 +289%
TCIM
19
TIAA CREF Investment Management
New York
$567M -$36.4M -257,562 -6%
Goldman Sachs
20
Goldman Sachs
New York
$485M -$79M -558,277 -15%
Wells Fargo
21
Wells Fargo
California
$466M +$57.2M +404,298 +15%
Ameriprise
22
Ameriprise
Minnesota
$427M +$282M +1,991,380 +262%
UBS AM
23
UBS AM
Illinois
$410M +$58.6M +414,128 +18%
Allianz Asset Management
24
Allianz Asset Management
Germany
$393M +$23.5M +165,805 +7%
Legal & General Group
25
Legal & General Group
United Kingdom
$392M +$7.17M +50,694 +2%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.