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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 150 closing their positions.

Holders
1,929
Holders Change
-84
Holders Change %
-4.17%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
150
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$9.19B 47,854,764 +419,797 +0.9%
State Street
2
State Street
Massachusetts
$7.83B 40,777,593 -264,148 -0.6%
BlackRock
3
BlackRock
New York
$7.24B 37,727,559 +838,706 +2%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B 17,761,276 -1,425,021 -7%
Capital World Investors
5
Capital World Investors
California
$2.28B 11,889,031 -222,525 -2%
Gates Foundation Trust
6
Gates Foundation Trust
Washington
$1.86B 9,685,132 -471,624 -5%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1.64B 8,567,001 +49,786 +0.6%
Capital International Investors
8
Capital International Investors
California
$1.48B 7,703,590 -1,027,115 -12%
Northern Trust
9
Northern Trust
Illinois
$1.45B 7,530,137 +1,026,426 +16%
Fisher Asset Management
10
Fisher Asset Management
Washington
$1.31B 6,836,104 +192,752 +3%
Norges Bank
11
Norges Bank
Norway
$1.02B 5,335,937 +295,539 +6%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$964M 5,023,043 -1,472,004 -23%
Morgan Stanley
13
Morgan Stanley
New York
$923M 4,808,009 -262,440 -5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$919M 4,788,199 +13,127 +0.3%
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$854M 4,448,589 -4,313,093 -49%
Invesco
16
Invesco
Georgia
$810M 4,220,728 +407,276 +11%
Bank of America
17
Bank of America
North Carolina
$770M 4,011,328 +89,038 +2%
Legal & General Group
18
Legal & General Group
United Kingdom
$711M 3,702,285 +82,964 +2%
Wellington Management Group
19
Wellington Management Group
Massachusetts
$707M 3,680,305 -62,235 -2%
Primecap Management
20
Primecap Management
California
$675M 3,515,258 -40,887 -1%
Nuveen Asset Management
21
Nuveen Asset Management
Illinois
$622M 3,239,858 -886,413 -21%
Capital Research Global Investors
22
Capital Research Global Investors
California
$619M 3,226,605 -203,074 -6%
UBS AM
23
UBS AM
Illinois
$578M 3,008,782 -91,607 -3%
Goldman Sachs
24
Goldman Sachs
New York
$577M 3,005,175 +1,208,429 +67%
Wells Fargo
25
Wells Fargo
California
$557M 2,902,910 +312,520 +12%
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