CAT icon

Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$5.47B 50,884,886 -1,560,829 -3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B 41,225,175 +2,377,623 +6%
BlackRock
3
BlackRock
New York
$3.76B 34,987,848 +592,054 +2%
Capital World Investors
4
Capital World Investors
California
$2.27B 21,168,496 +26,919 +0.1%
State Farm Mutual Automobile Insurance
5
State Farm Mutual Automobile Insurance
Illinois
$2.26B 21,017,733 – –
Fidelity Investments
6
Fidelity Investments
Massachusetts
$2.11B 19,613,661 +2,052,300 +12%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$1.64B 15,219,606 +408,521 +3%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.21B 11,260,857 – –
Primecap Management
9
Primecap Management
California
$1.05B 9,744,183 +2,485,120 +34%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$836M 7,780,451 -262,841 -3%
Invesco
11
Invesco
Georgia
$828M 7,704,519 -1,882,773 -20%
Northern Trust
12
Northern Trust
Illinois
$773M 7,189,707 -48,020 -0.7%
Harris Associates
13
Harris Associates
Illinois
$727M 6,767,448 -2,314,221 -25%
Morgan Stanley
14
Morgan Stanley
New York
$629M 5,857,491 -4,541,186 -44%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$591M 5,505,957 -69,463 -1%
Franklin Resources
16
Franklin Resources
California
$580M 5,393,148 -967,796 -15%
AIG
17
American International Group
New York
$567M 5,278,081 +2,638 +0.1%
Norges Bank
18
Norges Bank
Norway
$490M 4,564,462 +19,990 +0.4%
Bank of America
19
Bank of America
North Carolina
$387M 3,605,334 -818,931 -19%
Goldman Sachs
20
Goldman Sachs
New York
$357M 3,320,503 +345,851 +12%
TCIM
21
TIAA CREF Investment Management
New York
$329M 3,058,115 +301,739 +11%
Legal & General Group
22
Legal & General Group
United Kingdom
$316M 2,944,171 +18,241 +0.6%
Renaissance Technologies
23
Renaissance Technologies
New York
$269M 2,501,100 +954,200 +62%
Capital Research Global Investors
24
Capital Research Global Investors
California
$262M 2,436,297 -9,169,166 -79%
Wells Fargo
25
Wells Fargo
California
$238M 2,213,057 -58,296 -3%
1
2 3 4 5