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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$4.86B 52,445,715 -1,153,642 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.6B 38,847,552 +1,342,984 +4%
BlackRock
3
BlackRock
New York
$3.19B 34,395,794 +33,056,313 +2,468%
Capital World Investors
4
Capital World Investors
California
$1.96B 21,141,577 +478,164 +2%
State Farm Mutual Automobile Insurance
5
State Farm Mutual Automobile Insurance
Illinois
$1.95B 21,017,733 – –
Fidelity Investments
6
Fidelity Investments
Massachusetts
$1.63B 17,561,361 +1,798,312 +11%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$1.37B 14,811,085 -186,662 -1%
Capital Research Global Investors
8
Capital Research Global Investors
California
$1.08B 11,605,463 -4,692,717 -29%
Gates Foundation Trust
9
Gates Foundation Trust
Washington
$1.04B 11,260,857 – –
Morgan Stanley
10
Morgan Stanley
New York
$965M 10,398,677 +1,365,856 +15%
Invesco
11
Invesco
Georgia
$889M 9,587,292 -670,035 -7%
Harris Associates
12
Harris Associates
Illinois
$842M 9,081,669 -1,356,296 -13%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$746M 8,043,292 -327,253 -4%
Primecap Management
14
Primecap Management
California
$673M 7,259,063 +1,047,922 +17%
Northern Trust
15
Northern Trust
Illinois
$671M 7,237,727 +295,549 +4%
Franklin Resources
16
Franklin Resources
California
$590M 6,360,944 -1,474,157 -19%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$516M 5,575,420 +419,191 +8%
AIG
18
American International Group
New York
$489M 5,275,443 +58,942 +1%
Norges Bank
19
Norges Bank
Norway
$422M 4,544,472 +76,494 +2%
Bank of America
20
Bank of America
North Carolina
$410M 4,424,265 -103,177 -2%
Goldman Sachs
21
Goldman Sachs
New York
$276M 2,974,652 +103,187 +4%
Legal & General Group
22
Legal & General Group
United Kingdom
$271M 2,925,930 +81,586 +3%
TCIM
23
TIAA CREF Investment Management
New York
$256M 2,756,376 +474,111 +21%
UBS AM
24
UBS AM
Illinois
$219M 2,362,430 +143,477 +6%
Wells Fargo
25
Wells Fargo
California
$211M 2,271,353 -402,030 -15%
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