CAT icon

Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Market Value Shares Shares
Change 		Shares
Change %
State Street
1
State Street
Massachusetts
$6.16B 61,999,976 -5,009,947 -7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.54B 35,652,529 +1,191,970 +3%
Capital World Investors
3
Capital World Investors
California
$2.6B 26,215,000 -970,000 -4%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$1.96B 19,707,800 – –
BIT
5
BlackRock Institutional Trust
California
$1.64B 16,518,118 +155,026 +0.9%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$1.21B 12,225,289 +4,966,512 +68%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$1.14B 11,443,181 +67,634 +0.6%
Gates Foundation Trust
8
Gates Foundation Trust
Washington
$1.12B 11,260,857 – –
Northern Trust
9
Northern Trust
Illinois
$850M 8,554,819 -377,088 -4%
Bank of America
10
Bank of America
North Carolina
$620M 6,243,578 -205,692 -3%
Goldman Sachs
11
Goldman Sachs
New York
$602M 6,057,394 +135,612 +2%
Primecap Management
12
Primecap Management
California
$585M 5,885,275 +1,532,430 +35%
BFA
13
BlackRock Fund Advisors
California
$582M 5,856,643 -127,404 -2%
Wellington Management Group
14
Wellington Management Group
Massachusetts
$494M 4,975,336 +1,682,282 +51%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$481M 4,840,933 +73,626 +2%
Franklin Resources
16
Franklin Resources
California
$473M 4,755,773 -1,005,946 -17%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$426M 4,284,809 -333,130 -7%
BG
18
BlackRock Group
United Kingdom
$424M 4,261,924 +28,802 +0.7%
Capital Research Global Investors
19
Capital Research Global Investors
California
$408M 4,105,833 +742,433 +22%
Invesco
20
Invesco
Georgia
$404M 4,070,358 +2,944,634 +262%
Morgan Stanley
21
Morgan Stanley
New York
$346M 3,484,627 -600,781 -15%
Norges Bank
22
Norges Bank
Norway
$333M 3,346,891 -552,330 -14%
EVM
23
Eaton Vance Management
Massachusetts
$300M 3,015,165 +337,496 +13%
AllianceBernstein
24
AllianceBernstein
Tennessee
$299M 3,013,415 +1,550,693 +106%
Legal & General Group
25
Legal & General Group
United Kingdom
$274M 2,760,782 -181,714 -6%
1
2 3 4 5