CAT icon

Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Market Value Shares Shares
Change 		Shares
Change %
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.75B 49,789,235 -1,388,473 -3%
State Street
2
State Street
Massachusetts
$6.39B 47,132,066 -385,523 -0.8%
BlackRock
3
BlackRock
New York
$4.78B 35,272,594 -713,280 -2%
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$2.85B 21,017,733 – –
Gates Foundation Trust
5
Gates Foundation Trust
Washington
$1.53B 11,260,857 – –
Primecap Management
6
Primecap Management
California
$1.27B 9,351,401 -15,658 -0.2%
Northern Trust
7
Northern Trust
Illinois
$999M 7,369,828 -9,198 -0.1%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$977M 7,210,884 -270,238 -4%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$977M 7,223,650 +200,985 +3%
Norges Bank
10
Norges Bank
Norway
$793M 5,851,618 +76,388 +1%
Capital World Investors
11
Capital World Investors
California
$774M 5,714,131 -5,315,420 -48%
Sanders Capital
12
Sanders Capital
Florida
$643M 4,747,400 +1,792,900 +61%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$634M 4,675,663 -464,219 -9%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$620M 4,577,726 -2,827,618 -38%
Morgan Stanley
15
Morgan Stanley
New York
$568M 4,192,908 -146,516 -3%
Bank of America
16
Bank of America
North Carolina
$553M 4,084,904 +156,703 +4%
Harris Associates
17
Harris Associates
Illinois
$488M 3,602,178 +72,790 +2%
Goldman Sachs
18
Goldman Sachs
New York
$468M 3,457,377 +682,789 +25%
Legal & General Group
19
Legal & General Group
United Kingdom
$460M 3,396,526 +685,196 +25%
Capital Research Global Investors
20
Capital Research Global Investors
California
$428M 3,157,004 -193,737 -6%
UBS AM
21
UBS AM
Illinois
$392M 2,895,448 +54,789 +2%
TCIM
22
TIAA CREF Investment Management
New York
$391M 2,887,026 -394,973 -12%
ClearBridge Investments
23
ClearBridge Investments
New York
$379M 2,794,952 +314,442 +13%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$371M 2,739,589 +367,941 +16%
Charles Schwab
25
Charles Schwab
California
$347M 2,561,751 +120,850 +5%
1
2 3 4 5