We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
176
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.76B
$20.2M 0.13%
871,485
-77,440
-8% -$2.04M
BMY icon
177
Bristol-Myers Squibb
BMY
$127B
$20.2M 0.13%
317,929
+66,641
+27% +$3.82M
NKE icon
178
Nike
NKE
$62.1B
$19.9M 0.13%
206,022
+17,326
+9% +$1.63M
MDT icon
179
Medtronic
MDT
$107B
$19.9M 0.13%
192,199
+25,537
+15% +$2.8M
VCIT icon
180
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$19.8M 0.12%
217,886
+15,076
+7% +$1.37M
XLU icon
181
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$19.7M 0.12%
617,868
-507,880
-45% -$16.1M
LMBS icon
182
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$19.7M 0.12%
380,988
+72,562
+24% +$3.77M
EEM icon
183
iShares MSCI Emerging Markets ETF
EEM
$28.2B
$19.7M 0.12%
527,450
+65,019
+14% +$2.79M
VGSH icon
184
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$19.4M 0.12%
319,397
-10,889
-3% -$663K
VBK icon
185
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$19.3M 0.12%
119,284
-4,843
-4% -$919K
VEU icon
186
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$19M 0.12%
358,259
-15,466
-4% -$803K
BP icon
187
BP
BP
$113B
$19M 0.12%
503,995
-126,270
-20% -$4.79M
SIZE icon
188
iShares MSCI USA Size Factor ETF
SIZE
$427M
$18.6M 0.12%
190,404
+189,510
+21,198% +$17.7M
TGT icon
189
Target
TGT
$62.3B
$18.2M 0.11%
149,018
+11,127
+8% +$1.31M
MINT icon
190
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$18.1M 0.11%
178,320
-20,826
-10% -$2.12M
CMCSA icon
191
Comcast
CMCSA
$79.4B
$18.1M 0.11%
408,708
-4,048
-1% -$180K
ONEQ icon
192
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$17.8M 0.11%
509,730
+127,720
+33% +$4.24M
FTSM icon
193
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$17.8M 0.11%
296,400
+104,398
+54% +$6.28M
ADBE icon
194
Adobe
ADBE
$88.6B
$17.7M 0.11%
71,783
+22,382
+45% +$6.59M
VDC icon
195
Vanguard Consumer Staples ETF
VDC
$7.84B
$17.6M 0.11%
128,268
+20,173
+19% +$3.17M
TJX icon
196
TJX Companies
TJX
$171B
$17.4M 0.11%
288,370
+9,529
+3% +$563K
DUK icon
197
Duke Energy
DUK
$101B
$17.4M 0.11%
193,043
-2,872
-1% -$263K
MGK icon
198
Vanguard Mega Cap Growth ETF
MGK
$32.1B
$17.3M 0.11%
638,645
+78,070
+14% +$2.16M
D icon
199
Dominion Energy
D
$62.4B
$17M 0.11%
213,563
+15,196
+8% +$1.24M
ITA icon
200
iShares US Aerospace & Defense ETF
ITA
$14.2B
$16.9M 0.11%
218,308
+49,774
+30% +$5.59M
6 7
8
9 10

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.