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Ladenburg Thalmann Financial Services’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$17.8M Buy
296,400
+104,398
+54% +$6.28M 0.11% 193
2019
Q3 		$11.5M Buy
192,002
+36,357
+23% +$2.19M 0.08% 247
2019
Q2 		$9.35M Sell
155,645
-3,796
-2% -$228K 0.07% 287
2019
Q1 		$9.56M Sell
159,441
-278,076
-64% -$16.7M 0.07% 250
2018
Q4 		$26.2M Buy
437,517
+324,672
+288% +$19.5M 0.24% 100
2018
Q3 		$6.77M Sell
112,845
-3,259
-3% -$196K 0.06% 295
2018
Q2 		$6.96M Hold
116,104
– – 0.06% 274
2018
Q1 		$6.96M Buy
116,104
+64,525
+125% +$3.87M 0.06% 274
2017
Q4 		$3.09M Buy
51,579
+17,781
+53% +$1.07M 0.03% 519
2017
Q3 		$2.03M Buy
33,798
+5,577
+20% +$335K 0.02% 612
2017
Q2 		$1.69M Sell
28,221
-2,791
-9% -$167K 0.02% 663
2017
Q1 		$1.86M Buy
31,012
+10,373
+50% +$622K 0.02% 602
2016
Q4 		$1.24M Buy
20,639
+4,078
+25% +$244K 0.02% 733
2016
Q3 		$992K Buy
16,561
+5,183
+46% +$311K 0.01% 799
2016
Q2 		$681K Buy
11,378
+8,922
+363% +$534K 0.01% 956
2016
Q1 		$147K Buy
2,456
+381
+18% +$22.8K ﹤0.01% 1815
2015
Q4 		$124K Sell
2,075
-1,603
-44% -$96K ﹤0.01% 1911
2015
Q3 		$220K Sell
3,678
-1,810
-33% -$109K ﹤0.01% 1426
2015
Q2 		$330K Buy
5,488
+804
+17% +$48.3K 0.01% 1277
2015
Q1 		$281K Buy
4,684
+944
+25% +$56.6K 0.01% 1348
2014
Q4 		$224K Buy
+3,740
New +$224K 0.01% 1345

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FTSM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Enhanced Short Maturity ETF (FTSM) stake by 54% in Q4 2019, buying an estimated $6.28M and bringing the position to 296,400 shares worth $17.8M. The position accounts for 0.11% of the portfolio, ranked #193.

Ladenburg Thalmann Financial Services first reported a position in FTSM in Q4 2014 and has held it in 21 quarters since. The position peaked at $26.2M in Q4 2018. 253 funds tracked by Wall St. Rank hold FTSM as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 296,400 shares of First Trust Enhanced Short Maturity ETF worth $17.8M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 104,398 First Trust Enhanced Short Maturity ETF shares in Q4 2019, an estimated $6.28M.
  • First Trust Enhanced Short Maturity ETF made up 0.11% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #193 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2014 and has held it in 21 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Enhanced Short Maturity ETF position peaked at $26.2M in Q4 2018.
  • 253 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.