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First Trust Enhanced Short Maturity ETF

210 hedge funds and large institutions have $2.91B invested in First Trust Enhanced Short Maturity ETF in 2019 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 91 increasing their positions, 58 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 23

57% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 58

9% more funds holding

Funds holding: 192210 (+18)

8% more capital invested

Capital invested by funds: $2.7B → $2.91B (+$204M)

4% more funds holding in top 10

Funds holding in top 10: 2627 (+1)

0.98% less ownership

Funds ownership: 68.85%67.87% (-0.98%)

Holders
210
Holders Change
+18
Holders Change %
+9.38%
% of All Funds
4.55%
Holding in Top 10
27
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.85%
% of All Funds
0.58%
New
42
Increased
91
Reduced
58
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$678M +$13.7M +227,647 +2%
Wells Fargo
2
Wells Fargo
California
$330M +$8.31M +138,588 +3%
Bank of America
3
Bank of America
North Carolina
$321M -$484K -8,068 -0.2%
UBS Group
4
UBS Group
Switzerland
$166M +$3.69M +61,549 +2%
LPL Financial
5
LPL Financial
California
$106M +$15.9M +265,542 +18%
First Trust Advisors
6
First Trust Advisors
Illinois
$87.3M +$87.3M +1,454,850 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$87.1M +$19.2M +319,838 +28%
PA
8
Planning Alternatives
Michigan
$67.3M +$67.2M +1,121,218 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$55.6M -$1.28M -21,285 -2%
UCFA
10
United Capital Financial Advisors
Texas
$53.9M +$711K +11,850 +1%
LC
11
Lubar & Co
Wisconsin
$47.9M -$928K -15,471 -2%
RJA
12
Raymond James & Associates
Florida
$47.2M -$14.6M -243,970 -24%
HighTower Advisors
13
HighTower Advisors
Illinois
$41.6M -$3.34M -55,673 -7%
MAP
14
Milestone Advisory Partners
North Carolina
$41M +$11.7M +195,160 +40%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$39.7M -$12.6M -209,721 -24%
PAG
16
Private Advisor Group
New Jersey
$35.5M +$4.72M +78,728 +15%
SF
17
Synovus Financial
Georgia
$33.7M +$3.3M +55,015 +11%
FAAS
18
First Allied Advisory Services
California
$28.6M +$11.6M +193,966 +68%
BCI
19
Brinker Capital Investments
Pennsylvania
$27.7M -$741K -12,355 -3%
SFWA
20
Summit Financial Wealth Advisors
Louisiana
$25.3M +$1.09M +18,118 +4%
MML Investors Services
21
MML Investors Services
Massachusetts
$23.1M -$8.07M -134,639 -26%
BTS
22
BB&T Securities
Virginia
$22.8M -$28.8M -480,561 -56%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$22.7M +$13.7M +228,977 +154%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$19.2M +$3.63M +60,483 +23%
CAG
25
Csenge Advisory Group
Florida
$19.1M +$1.18M +19,663 +7%

FTSM Hedge Fund Activity: Q1 2019 in Review

210 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2019, worth a combined $2.91B — up 7.6% from $2.7B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FTSM positions and 23 closed out — a net gain of 19 holders — while 91 added to existing stakes and 58 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $87.3M. The largest seller was Flow Traders U.S., cutting an estimated $37.5M.

  • 210 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2019, up from 192 in Q4 2018.
  • Funds reported $2.91B of First Trust Enhanced Short Maturity ETF stock for Q1 2019, up 7.6% quarter-over-quarter.
  • 42 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2019 and 23 closed out, a net change of +19 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2019 was First Trust Advisors, an estimated $87.3M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2019 was Flow Traders U.S., an estimated $37.5M sold.

Based on aggregated 13F filings for Q1 2019.